CAITLIN JOHN, LLC

Filed: 5/13/2026ACC: 0002010947-26-000002

📋 What this filing means

CAITLIN JOHN, LLC filed this quarterly 13F‑HR report disclosing 931 equity positions with a total reported market value of $166.72M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

931

Positions

$166.72M

Total AUM (reported)

3.11M

Total Shares

Allocation by class

STATE STREET SPD$54.06M32.4%

COM$40.88M24.5%

5 10YR CORP BD$7.65M4.6%

CL A$3.93M2.4%

ISHARES$3.13M1.9%

LARGE CAP ETF$3.09M1.9%

0-3 MNTH TREASRY$2.84M1.7%

Portfolio Concentration

Top 3$36.40M21.8%

4–10$30.14M18.1%

11–25$24.23M14.5%

Rest$75.95M45.6%

Top 3 weight

21.8%

Top 10 weight

39.9%

Voting Authority Distribution

Total shares with voting rights: 3.06M

Sole

Full voting authority

43.64K

% of voting shares1.4%

Shared

Joint voting authority

3.17K

% of voting shares0.1%

None

No voting authority

3.02M

% of voting shares98.5%

Investment Discretion (by position count)

Sole577

Shared0

Other354

Dominant voting typeNone · 98.5% of voting shares

Institutional Holdings931

Rows:

SPDR SERIES TRUST

DFND

STATE STREET SPD

Shares250.11K

TypeSH

Market value$22.92M

13.75%

Sole

1.59K

Shared

27.00

None

248.49K

SCHWAB STRATEGIC TR

DFND

5 10YR CORP BD

Shares337.09K

TypeSH

Market value$7.65M

4.59%

Sole

8.43K

Shared

277.00

None

328.38K

SPDR SERIES TRUST

DFND

STATE STREET SPD

Shares262.43K

TypeSH

Market value$5.83M

3.50%

Sole

6.46K

Shared

175.00

None

255.79K

SPDR SERIES TRUST

DFND

STATE STREET SPD

Shares220.45K

TypeSH

Market value$5.80M

3.48%

Sole

5.43K

Shared

172.00

None

214.84K

SPDR SERIES TRUST

DFND

STATE STREET SPD

Shares244.20K

TypeSH

Market value$5.69M

3.42%

Sole

6.16K

Shared

184.00

None

237.85K

SPDR SERIES TRUST

DFND

STATE STREET SPD

Shares188.76K

TypeSH

Market value$5.68M

3.40%

Sole

4.66K

Shared

131.00

None

183.97K

SPDR SERIES TRUST

DFND

STATE STREET SPD

Shares39.36K

TypeSH

Market value$3.91M

2.35%

Sole

933.00

Shared

25.00

None

38.40K

ISHARES SILVER TR

DFND

ISHARES

Shares45.94K

TypeSH

Market value$3.13M

1.88%

Sole

892.00

Shared

49.00

None

45K

VANGUARD INDEX FDS

DFND

LARGE CAP ETF

Shares10.34K

TypeSH

Market value$3.09M

1.85%

Sole

0.00

Shared

0.00

None

10.34K

ISHARES TR

SOLE

0-3 MNTH TREASRY

Shares28.24K

TypeSH

Market value$2.84M

1.70%

Sole

0.00

Shared

0.00

None

28.24K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares7.98K

TypeSH

Market value$2.56M

1.53%

Sole

0.00

Shared

14.00

None

7.96K

WORLD GOLD TR

DFND

SPDR GLD MINIS

Shares27.58K

TypeSH

Market value$2.56M

1.53%

Sole

718.00

Shared

6.00

None

26.85K

NVIDIA CORPORATION

DFND

COM

Shares12.89K

TypeSH

Market value$2.25M

1.35%

Sole

61.00

Shared

15.00

None

12.82K

SPDR GOLD TR

DFND

GOLD SHS

Shares4.26K

TypeSH

Market value$1.83M

1.10%

Sole

26.00

Shared

7.00

None

4.23K

NEWMONT CORP

SOLE

COM

Shares16.37K

TypeSH

Market value$1.77M

1.06%

Sole

0.00

Shared

0.00

None

16.37K

VANGUARD WELLINGTON FD

DFND

US MOMENTUM

Shares8.22K

TypeSH

Market value$1.62M

0.97%

Sole

0.00

Shared

0.00

None

8.22K

ISHARES TR

SOLE

20+ YEAR TR BD

Shares71.58K

TypeSH

Market value$1.62M

0.97%

Sole

0.00

Shared

0.00

None

71.58K

MICROSOFT CORP

DFND

COM

Shares3.70K

TypeSH

Market value$1.37M

0.82%

Sole

31.00

Shared

9.00

None

3.66K

VANGUARD INTL EQUITY INDEX F

DFND

ALLWRLD EX US

Shares17.55K

TypeSH

Market value$1.32M

0.79%

Sole

452.00

Shared

28.00

None

17.07K

ISHARES INC

DFND

MSCI EURZONE ETF

Shares20.58K

TypeSH

Market value$1.29M

0.77%

Sole

535.00

Shared

33.00

None

20.02K

SPDR INDEX SHS FDS

DFND

STATE STREET SPD

Shares28.15K

TypeSH

Market value$1.29M

0.77%

Sole

703.00

Shared

45.00

None

27.40K

GLOBAL X FDS

DFND

GLOBAL X URANIUM

Shares25.15K

TypeSH

Market value$1.22M

0.73%

Sole

516.00

Shared

23.00

None

24.61K

VANGUARD INDEX FDS

DFND

MID CAP ETF

Shares4.22K

TypeSH

Market value$1.21M

0.73%

Sole

0.00

Shared

0.00

None

4.22K

SPDR SERIES TRUST

DFND

STATE STREET SPD

Shares15.21K

TypeSH

Market value$1.16M

0.70%

Sole

346.00

Shared

21.00

None

14.84K

STATE STR SPDR S&P 500 ETF T

DFND

TR UNIT

Shares1.79K

TypeSH

Market value$1.16M

0.70%

Sole

0.00

Shared

0.00

None

1.19K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
SPDR SERIES TRUSTDFND	STATE STREET SPD	250.11K	SH	$22.92M 13.75%	1.59K	27.00	248.49K
SCHWAB STRATEGIC TRDFND	5 10YR CORP BD	337.09K	SH	$7.65M 4.59%	8.43K	277.00	328.38K
SPDR SERIES TRUSTDFND	STATE STREET SPD	262.43K	SH	$5.83M 3.50%	6.46K	175.00	255.79K
SPDR SERIES TRUSTDFND	STATE STREET SPD	220.45K	SH	$5.80M 3.48%	5.43K	172.00	214.84K
SPDR SERIES TRUSTDFND	STATE STREET SPD	244.20K	SH	$5.69M 3.42%	6.16K	184.00	237.85K
SPDR SERIES TRUSTDFND	STATE STREET SPD	188.76K	SH	$5.68M 3.40%	4.66K	131.00	183.97K
SPDR SERIES TRUSTDFND	STATE STREET SPD	39.36K	SH	$3.91M 2.35%	933.00	25.00	38.40K
ISHARES SILVER TRDFND	ISHARES	45.94K	SH	$3.13M 1.88%	892.00	49.00	45K
VANGUARD INDEX FDSDFND	LARGE CAP ETF	10.34K	SH	$3.09M 1.85%	0.00	0.00	10.34K
ISHARES TRSOLE	0-3 MNTH TREASRY	28.24K	SH	$2.84M 1.70%	0.00	0.00	28.24K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	7.98K	SH	$2.56M 1.53%	0.00	14.00	7.96K
WORLD GOLD TRDFND	SPDR GLD MINIS	27.58K	SH	$2.56M 1.53%	718.00	6.00	26.85K
NVIDIA CORPORATIONDFND	COM	12.89K	SH	$2.25M 1.35%	61.00	15.00	12.82K
SPDR GOLD TRDFND	GOLD SHS	4.26K	SH	$1.83M 1.10%	26.00	7.00	4.23K
NEWMONT CORPSOLE	COM	16.37K	SH	$1.77M 1.06%	0.00	0.00	16.37K
VANGUARD WELLINGTON FDDFND	US MOMENTUM	8.22K	SH	$1.62M 0.97%	0.00	0.00	8.22K
ISHARES TRSOLE	20+ YEAR TR BD	71.58K	SH	$1.62M 0.97%	0.00	0.00	71.58K
MICROSOFT CORPDFND	COM	3.70K	SH	$1.37M 0.82%	31.00	9.00	3.66K
VANGUARD INTL EQUITY INDEX FDFND	ALLWRLD EX US	17.55K	SH	$1.32M 0.79%	452.00	28.00	17.07K
ISHARES INCDFND	MSCI EURZONE ETF	20.58K	SH	$1.29M 0.77%	535.00	33.00	20.02K
SPDR INDEX SHS FDSDFND	STATE STREET SPD	28.15K	SH	$1.29M 0.77%	703.00	45.00	27.40K
GLOBAL X FDSDFND	GLOBAL X URANIUM	25.15K	SH	$1.22M 0.73%	516.00	23.00	24.61K
VANGUARD INDEX FDSDFND	MID CAP ETF	4.22K	SH	$1.21M 0.73%	0.00	0.00	4.22K
SPDR SERIES TRUSTDFND	STATE STREET SPD	15.21K	SH	$1.16M 0.70%	346.00	21.00	14.84K
STATE STR SPDR S&P 500 ETF TDFND	TR UNIT	1.79K	SH	$1.16M 0.70%	0.00	0.00	1.19K

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