CAITLIN JOHN, LLC

Filed: 11/12/2025ACC: 0002010947-25-000010

📋 What this filing means

CAITLIN JOHN, LLC filed this quarterly 13F‑HR report disclosing 883 equity positions with a total reported market value of $143.72M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

883

Positions

$143.72M

Total AUM (reported)

1.96M

Total Shares

Allocation by class

COM$54.00M37.6%

BLOOMBERG 1-3 MO$6.43M4.5%

CL A$5.92M4.1%

BLOOMBERG 3-12 M$4.72M3.3%

LARGE CAP ETF$3.85M2.7%

TR UNIT$3.76M2.6%

TOTAL STK MKT$3.23M2.2%

Portfolio Concentration

Top 3$15.00M10.4%

4–10$18.80M13.1%

11–25$26.74M18.6%

Rest$83.17M57.9%

Top 3 weight

10.4%

Top 10 weight

23.5%

Voting Authority Distribution

Total shares with voting rights: 1.96M

Sole

Full voting authority

2.20K

% of voting shares0.1%

Shared

Joint voting authority

2.40K

% of voting shares0.1%

None

No voting authority

1.96M

% of voting shares99.8%

Investment Discretion (by position count)

Sole562

Shared0

Other321

Dominant voting typeNone · 99.8% of voting shares

Institutional Holdings883

Rows:

SPDR SERIES TRUST

DFND

BLOOMBERG 1-3 MO

Shares70.09K

TypeSH

Market value$6.43M

4.47%

Sole

0.00

Shared

53.00

None

70.04K

SPDR SERIES TRUST

DFND

BLOOMBERG 3-12 M

Shares47.47K

TypeSH

Market value$4.72M

3.29%

Sole

0.00

Shared

42.00

None

47.43K

VANGUARD INDEX FDS

DFND

LARGE CAP ETF

Shares12.50K

TypeSH

Market value$3.85M

2.68%

Sole

0.00

Shared

0.00

None

12.50K

SPDR S&P 500 ETF TR

DFND

TR UNIT

Shares5.65K

TypeSH

Market value$3.76M

2.62%

Sole

39.00

Shared

0.00

None

5.61K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares9.83K

TypeSH

Market value$3.23M

2.24%

Sole

0.00

Shared

14.00

None

9.82K

INVESCO QQQ TR

DFND

UNIT SER 1

Shares4.17K

TypeSH

Market value$2.50M

1.74%

Sole

49.00

Shared

0.00

None

4.12K

SPDR INDEX SHS FDS

DFND

PORTFOLIO DEVLPD

Shares56.72K

TypeSH

Market value$2.43M

1.69%

Sole

174.00

Shared

99.00

None

56.45K

SPDR SERIES TRUST

DFND

PORTFOLIO LN TSR

Shares88.88K

TypeSH

Market value$2.40M

1.67%

Sole

0.00

Shared

80.00

None

88.80K

VANGUARD INTL EQUITY INDEX F

DFND

ALLWRLD EX US

Shares32.24K

TypeSH

Market value$2.30M

1.60%

Sole

106.00

Shared

43.00

None

32.09K

NVIDIA CORPORATION

DFND

COM

Shares11.72K

TypeSH

Market value$2.19M

1.52%

Sole

10.00

Shared

20.00

None

11.69K

ISHARES INC

DFND

MSCI EURZONE ETF

Shares35.30K

TypeSH

Market value$2.19M

1.52%

Sole

128.00

Shared

68.00

None

35.10K

AMPHENOL CORP NEW

DFND

CL A

Shares17.59K

TypeSH

Market value$2.18M

1.52%

Sole

16.00

Shared

45.00

None

17.53K

ISHARES SILVER TR

DFND

ISHARES

Shares49.27K

TypeSH

Market value$2.09M

1.45%

Sole

72.00

Shared

64.00

None

49.13K

APPLE INC

DFND

COM

Shares7.34K

TypeSH

Market value$1.87M

1.30%

Sole

7.00

Shared

3.00

None

7.33K

VANGUARD WELLINGTON FD

DFND

US MOMENTUM

Shares9.37K

TypeSH

Market value$1.80M

1.25%

Sole

0.00

Shared

0.00

None

9.37K

META PLATFORMS INC

DFND

CL A

Shares2.41K

TypeSH

Market value$1.77M

1.23%

Sole

1.00

Shared

3.00

None

2.40K

BROADCOM INC

DFND

COM

Shares5.31K

TypeSH

Market value$1.75M

1.22%

Sole

5.00

Shared

6.00

None

5.30K

INTERACTIVE BROKERS GROUP IN

DFND

COM CL A

Shares25.20K

TypeSH

Market value$1.73M

1.21%

Sole

32.00

Shared

16.00

None

25.15K

TAPESTRY INC

DFND

COM

Shares15.11K

TypeSH

Market value$1.71M

1.19%

Sole

15.00

Shared

9.00

None

15.08K

INTERDIGITAL INC

DFND

COM

Shares4.89K

TypeSH

Market value$1.69M

1.18%

Sole

4.00

Shared

3.00

None

4.89K

SPDR SERIES TRUST

DFND

PORTFOLIO LN COR

Shares71.79K

TypeSH

Market value$1.66M

1.15%

Sole

0.00

Shared

64.00

None

71.72K

SPDR GOLD TR

DFND

GOLD SHS

Shares4.63K

TypeSH

Market value$1.65M

1.15%

Sole

7.00

Shared

7.00

None

4.62K

SPDR SERIES TRUST

DFND

PORTFOLIO S&P500

Shares20.07K

TypeSH

Market value$1.57M

1.09%

Sole

553.00

Shared

64.00

None

19.45K

RESMED INC

DFND

COM

Shares5.70K

TypeSH

Market value$1.56M

1.08%

Sole

6.00

Shared

5.00

None

5.68K

SPDR SERIES TRUST

DFND

PORTFOLIO SHORT

Shares50.67K

TypeSH

Market value$1.53M

1.07%

Sole

0.00

Shared

47.00

None

50.63K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
SPDR SERIES TRUSTDFND	BLOOMBERG 1-3 MO	70.09K	SH	$6.43M 4.47%	0.00	53.00	70.04K
SPDR SERIES TRUSTDFND	BLOOMBERG 3-12 M	47.47K	SH	$4.72M 3.29%	0.00	42.00	47.43K
VANGUARD INDEX FDSDFND	LARGE CAP ETF	12.50K	SH	$3.85M 2.68%	0.00	0.00	12.50K
SPDR S&P 500 ETF TRDFND	TR UNIT	5.65K	SH	$3.76M 2.62%	39.00	0.00	5.61K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	9.83K	SH	$3.23M 2.24%	0.00	14.00	9.82K
INVESCO QQQ TRDFND	UNIT SER 1	4.17K	SH	$2.50M 1.74%	49.00	0.00	4.12K
SPDR INDEX SHS FDSDFND	PORTFOLIO DEVLPD	56.72K	SH	$2.43M 1.69%	174.00	99.00	56.45K
SPDR SERIES TRUSTDFND	PORTFOLIO LN TSR	88.88K	SH	$2.40M 1.67%	0.00	80.00	88.80K
VANGUARD INTL EQUITY INDEX FDFND	ALLWRLD EX US	32.24K	SH	$2.30M 1.60%	106.00	43.00	32.09K
NVIDIA CORPORATIONDFND	COM	11.72K	SH	$2.19M 1.52%	10.00	20.00	11.69K
ISHARES INCDFND	MSCI EURZONE ETF	35.30K	SH	$2.19M 1.52%	128.00	68.00	35.10K
AMPHENOL CORP NEWDFND	CL A	17.59K	SH	$2.18M 1.52%	16.00	45.00	17.53K
ISHARES SILVER TRDFND	ISHARES	49.27K	SH	$2.09M 1.45%	72.00	64.00	49.13K
APPLE INCDFND	COM	7.34K	SH	$1.87M 1.30%	7.00	3.00	7.33K
VANGUARD WELLINGTON FDDFND	US MOMENTUM	9.37K	SH	$1.80M 1.25%	0.00	0.00	9.37K
META PLATFORMS INCDFND	CL A	2.41K	SH	$1.77M 1.23%	1.00	3.00	2.40K
BROADCOM INCDFND	COM	5.31K	SH	$1.75M 1.22%	5.00	6.00	5.30K
INTERACTIVE BROKERS GROUP INDFND	COM CL A	25.20K	SH	$1.73M 1.21%	32.00	16.00	25.15K
TAPESTRY INCDFND	COM	15.11K	SH	$1.71M 1.19%	15.00	9.00	15.08K
INTERDIGITAL INCDFND	COM	4.89K	SH	$1.69M 1.18%	4.00	3.00	4.89K
SPDR SERIES TRUSTDFND	PORTFOLIO LN COR	71.79K	SH	$1.66M 1.15%	0.00	64.00	71.72K
SPDR GOLD TRDFND	GOLD SHS	4.63K	SH	$1.65M 1.15%	7.00	7.00	4.62K
SPDR SERIES TRUSTDFND	PORTFOLIO S&P500	20.07K	SH	$1.57M 1.09%	553.00	64.00	19.45K
RESMED INCDFND	COM	5.70K	SH	$1.56M 1.08%	6.00	5.00	5.68K
SPDR SERIES TRUSTDFND	PORTFOLIO SHORT	50.67K	SH	$1.53M 1.07%	0.00	47.00	50.63K

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