CAITLIN JOHN, LLC

Filed: 5/14/2025ACC: 0002010947-25-000007

📋 What this filing means

CAITLIN JOHN, LLC filed this quarterly 13F‑HR report disclosing 127 equity positions with a total reported market value of $102.00M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

127

Positions

$102.00M

Total AUM (reported)

1.95M

Total Shares

Allocation by class

COM$25.80M25.3%

PORTFOLIO LN TSR$6.67M6.5%

IG FLOATING RATE$6.64M6.5%

BLOOMBERG 1-3 MO$5.92M5.8%

PORTFOLIO LN COR$4.58M4.5%

BLOOMBERG 3-12 M$3.81M3.7%

LARGE CAP ETF$3.73M3.7%

Portfolio Concentration

Top 3$19.23M18.9%

4–10$21.78M21.4%

11–25$17.71M17.4%

Rest$43.29M42.4%

Top 3 weight

18.9%

Top 10 weight

40.2%

Voting Authority Distribution

Total shares with voting rights: 1.95M

Sole

Full voting authority

1.68K

% of voting shares0.1%

Shared

Joint voting authority

8.70K

% of voting shares0.4%

None

No voting authority

1.94M

% of voting shares99.5%

Investment Discretion (by position count)

Sole40

Shared0

Other87

Dominant voting typeNone · 99.5% of voting shares

Institutional Holdings127

Rows:

SPDR SER TR

DFND

PORTFOLIO LN TSR

Shares244.82K

TypeSH

Market value$6.67M

6.54%

Sole

400.00

Shared

1.97K

None

242.45K

VANECK ETF TRUST

SOLE

IG FLOATING RATE

Shares259.74K

TypeSH

Market value$6.64M

6.51%

Sole

0.00

Shared

0.00

None

259.74K

SPDR SER TR

DFND

BLOOMBERG 1-3 MO

Shares64.51K

TypeSH

Market value$5.92M

5.80%

Sole

49.00

Shared

253.00

None

64.21K

SPDR SER TR

DFND

PORTFOLIO LN COR

Shares202.93K

TypeSH

Market value$4.58M

4.49%

Sole

320.00

Shared

1.57K

None

201.03K

SPDR SER TR

DFND

BLOOMBERG 3-12 M

Shares38.30K

TypeSH

Market value$3.81M

3.74%

Sole

45.00

Shared

223.00

None

38.04K

VANGUARD INDEX FDS

DFND

LARGE CAP ETF

Shares14.52K

TypeSH

Market value$3.73M

3.66%

Sole

0.00

Shared

7.00

None

14.51K

SPDR SER TR

DFND

PORTFLI HIGH YLD

Shares146.24K

TypeSH

Market value$3.42M

3.36%

Sole

232.00

Shared

1.15K

None

144.86K

SPDR SER TR

DFND

PORTFOLIO SHORT

Shares76.59K

TypeSH

Market value$2.31M

2.26%

Sole

121.00

Shared

598.00

None

75.88K

ISHARES SILVER TR

DFND

ISHARES

Shares72.22K

TypeSH

Market value$2.24M

2.19%

Sole

38.00

Shared

242.00

None

71.94K

VANGUARD WELLINGTON FD

DFND

US MOMENTUM

Shares11.12K

TypeSH

Market value$1.69M

1.65%

Sole

0.00

Shared

0.00

None

11.12K

SPDR GOLD TR

DFND

GOLD SHS

Shares5.61K

TypeSH

Market value$1.62M

1.58%

Sole

4.00

Shared

21.00

None

5.58K

VERIZON COMMUNICATIONS INC

DFND

COM

Shares32.41K

TypeSH

Market value$1.47M

1.44%

Sole

19.00

Shared

77.00

None

32.31K

VANGUARD INDEX FDS

DFND

TOTAL STK MKT

Shares5.34K

TypeSH

Market value$1.47M

1.44%

Sole

0.00

Shared

21.00

None

5.32K

NVIDIA CORPORATION

DFND

COM

Shares13.43K

TypeSH

Market value$1.46M

1.43%

Sole

10.00

Shared

49.00

None

13.37K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares2.34K

TypeSH

Market value$1.31M

1.28%

Sole

0.00

Shared

0.00

None

2.34K

VANGUARD INDEX FDS

DFND

MID CAP ETF

Shares4.77K

TypeSH

Market value$1.23M

1.21%

Sole

0.00

Shared

2.00

None

4.77K

AMPHENOL CORP NEW

DFND

CL A

Shares17.95K

TypeSH

Market value$1.18M

1.15%

Sole

18.00

Shared

116.00

None

17.82K

APPLIED MATLS INC

DFND

COM

Shares7.63K

TypeSH

Market value$1.11M

1.09%

Sole

7.00

Shared

49.00

None

7.58K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares5.98K

TypeSH

Market value$1.03M

1.01%

Sole

0.00

Shared

0.00

None

5.98K

DICKS SPORTING GOODS INC

DFND

COM

Shares5.07K

TypeSH

Market value$1.02M

1.00%

Sole

5.00

Shared

35.00

None

5.03K

META PLATFORMS INC

DFND

CL A

Shares1.74K

TypeSH

Market value$1.00M

0.98%

Sole

2.00

Shared

8.00

None

1.73K

SPDR INDEX SHS FDS

DFND

PORTFOLIO DEVLPD

Shares27.15K

TypeSH

Market value$988.7K

0.97%

Sole

46.00

Shared

128.00

None

26.98K

VANGUARD INDEX FDS

DFND

SMALL CP ETF

Shares4.45K

TypeSH

Market value$986.3K

0.97%

Sole

0.00

Shared

1.00

None

4.45K

INVESCO EXCHANGE TRADED FD T

DFND

S&P500 EQL WGT

Shares5.37K

TypeSH

Market value$930.0K

0.91%

Sole

0.00

Shared

0.00

None

5.37K

ISHARES BITCOIN TRUST ETF

DFND

SHS BEN INT

Shares19.55K

TypeSH

Market value$915.1K

0.90%

Sole

0.00

Shared

0.00

None

19.55K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
SPDR SER TRDFND	PORTFOLIO LN TSR	244.82K	SH	$6.67M 6.54%	400.00	1.97K	242.45K
VANECK ETF TRUSTSOLE	IG FLOATING RATE	259.74K	SH	$6.64M 6.51%	0.00	0.00	259.74K
SPDR SER TRDFND	BLOOMBERG 1-3 MO	64.51K	SH	$5.92M 5.80%	49.00	253.00	64.21K
SPDR SER TRDFND	PORTFOLIO LN COR	202.93K	SH	$4.58M 4.49%	320.00	1.57K	201.03K
SPDR SER TRDFND	BLOOMBERG 3-12 M	38.30K	SH	$3.81M 3.74%	45.00	223.00	38.04K
VANGUARD INDEX FDSDFND	LARGE CAP ETF	14.52K	SH	$3.73M 3.66%	0.00	7.00	14.51K
SPDR SER TRDFND	PORTFLI HIGH YLD	146.24K	SH	$3.42M 3.36%	232.00	1.15K	144.86K
SPDR SER TRDFND	PORTFOLIO SHORT	76.59K	SH	$2.31M 2.26%	121.00	598.00	75.88K
ISHARES SILVER TRDFND	ISHARES	72.22K	SH	$2.24M 2.19%	38.00	242.00	71.94K
VANGUARD WELLINGTON FDDFND	US MOMENTUM	11.12K	SH	$1.69M 1.65%	0.00	0.00	11.12K
SPDR GOLD TRDFND	GOLD SHS	5.61K	SH	$1.62M 1.58%	4.00	21.00	5.58K
VERIZON COMMUNICATIONS INCDFND	COM	32.41K	SH	$1.47M 1.44%	19.00	77.00	32.31K
VANGUARD INDEX FDSDFND	TOTAL STK MKT	5.34K	SH	$1.47M 1.44%	0.00	21.00	5.32K
NVIDIA CORPORATIONDFND	COM	13.43K	SH	$1.46M 1.43%	10.00	49.00	13.37K
SPDR S&P 500 ETF TRSOLE	TR UNIT	2.34K	SH	$1.31M 1.28%	0.00	0.00	2.34K
VANGUARD INDEX FDSDFND	MID CAP ETF	4.77K	SH	$1.23M 1.21%	0.00	2.00	4.77K
AMPHENOL CORP NEWDFND	CL A	17.95K	SH	$1.18M 1.15%	18.00	116.00	17.82K
APPLIED MATLS INCDFND	COM	7.63K	SH	$1.11M 1.09%	7.00	49.00	7.58K
VANGUARD INDEX FDSSOLE	VALUE ETF	5.98K	SH	$1.03M 1.01%	0.00	0.00	5.98K
DICKS SPORTING GOODS INCDFND	COM	5.07K	SH	$1.02M 1.00%	5.00	35.00	5.03K
META PLATFORMS INCDFND	CL A	1.74K	SH	$1.00M 0.98%	2.00	8.00	1.73K
SPDR INDEX SHS FDSDFND	PORTFOLIO DEVLPD	27.15K	SH	$988.7K 0.97%	46.00	128.00	26.98K
VANGUARD INDEX FDSDFND	SMALL CP ETF	4.45K	SH	$986.3K 0.97%	0.00	1.00	4.45K
INVESCO EXCHANGE TRADED FD TDFND	S&P500 EQL WGT	5.37K	SH	$930.0K 0.91%	0.00	0.00	5.37K
ISHARES BITCOIN TRUST ETFDFND	SHS BEN INT	19.55K	SH	$915.1K 0.90%	0.00	0.00	19.55K

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