CAI CHENYU CAROLINE (Executive Vice President) exercised options at PZENA INVESTMENT MANAGEMENT, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
Class B common stock, par value $0.000001
Shares
+5.62K
Price / share
—
Trade value
—
% of position
Class B common stock, par value $0.000001
Shares
−3.93K
Price / share
$11.34
Trade value
$44.55K
% of position
Net shares
+1.69K
Net value
-$44.55K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class B common stock, par value $0.000001 Indirect | 11/12/2021 | M · Option Exercise | +5.62K | — | — | 0.7% | 831.92K | 837.53K |
| Class B common stock, par value $0.000001 Indirect | 11/12/2021 | F · Tax Withholding | −3.93K | $11.34 | $44.55K | 0.5% | 837.53K | 833.60K |
| Total | +1.69K | -$44.55K | ||||||
Class B Unit Option
Class B Units
5.62K shares
Shares
−5.62K
Strike price
4.77
Held after
0.00
Exercisable
—
Class B Unit
Class A common stock, par value $0.01
5.62K shares
Shares
+5.62K
Strike price
Held after
837.53K
Exercisable
—
Class B Unit
Class A common stock, par value $0.01
3.93K shares
Shares
−3.93K
Strike price
Held after
833.60K
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Class B Unit Option Indirect | Class B Units5.62K shares | 11/12/2021 | M · Option Exercise | −5.62K | 4.77 | — | 0.00 |
| Class B Unit Indirect | Class A common stock, par value $0.015.62K shares | 11/12/2021 | M · Option Exercise | +5.62K | — | 837.53K | |
| Class B Unit Indirect | Class A common stock, par value $0.013.93K shares | 11/12/2021 | F · Tax Withholding | −3.93K | — | 833.60K |