CAI CHENYU CAROLINE (Executive Vice President) exercised options at PZENA INVESTMENT MANAGEMENT, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
Class B common stock, par value $0.000001
Shares
+5.62K
Price / share
—
Trade value
—
% of position
Class B common stock, par value $0.000001
Shares
−5.53K
Price / share
$7.82
Trade value
$43.23K
% of position
Net shares
+89.00
Net value
-$43.23K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class B common stock, par value $0.000001 Indirect | 12/16/2020 | M · Option Exercise | +5.62K | — | — | 0.7% | 760.86K | 766.48K |
| Class B common stock, par value $0.000001 Indirect | 12/16/2020 | F · Tax Withholding | −5.53K | $7.82 | $43.23K | 0.7% | 766.48K | 760.95K |
| Total | +89.00 | -$43.23K | ||||||
Class B Units
Class A common stock, par value $0.01
5.62K shares
Shares
+5.62K
Strike price
Held after
766.48K
Exercisable
—
Class B Units
Class A common stock, par value $0.01
5.53K shares
Shares
−5.53K
Strike price
Held after
760.95K
Exercisable
—
Class B Unit Option
Class B Units
5.62K shares
Shares
−5.62K
Strike price
7.58
Held after
0.00
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Class B Units Indirect | Class A common stock, par value $0.015.62K shares | 12/16/2020 | M · Option Exercise | +5.62K | — | 766.48K | |
| Class B Units Indirect | Class A common stock, par value $0.015.53K shares | 12/16/2020 | F · Tax Withholding | −5.53K | — | 760.95K | |
| Class B Unit Option Direct | Class B Units5.62K shares | 12/16/2020 | M · Option Exercise | −5.62K | 7.58 | — | 0.00 |