CAI CHENYU CAROLINE

PrivateCIK: 1768116
Location

NEW YORK, NY

CAI CHENYU CAROLINE (Executive Vice President) received a stock award from PZENA INVESTMENT MANAGEMENT, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award
InsiderCAI CHENYU CAROLINECIK 1768116
Officer· Executive Vice President
Since Feb 2019
+807.05K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
807.05K acquired
Non-Derivative Transactions1

Class B common stock, par value $0.000001

Indirect
A · Award

Shares

+16.80K

Price / share

Trade value

% of position

2.3%
1/1/2020
744.06K760.86K
Total

Net shares

+16.80K

Net value

$0.00

Derivative Transactions2

Class B-1 Unit

Indirect
A · Award
Converts to

Class A common stock, par value $0.01

Shares

+773.45K

Strike price

Held after

773.45K

Exercisable

12/31/2019

Class B Units

Indirect
A · Award
Converts to

Class A common stock, par value $0.01

16.80K shares

Shares

+16.80K

Strike price

Held after

760.86K

Exercisable

1/1/2020
CAI CHENYU CAROLINE — Insider Transaction (Form 4) Filed Jan 3, 2020 | Finecho