Filed: 10/10/2023ACC: 0001803536-23-000004
📋 What this filing means
CADENT CAPITAL ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 132 equity positions with a total reported market value of $240.67M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
132
Positions
$240.67M
Total AUM (reported)
5.46M
Total Shares
Allocation by class
COM$59.85M24.9%
PUT$34.59M14.4%
S&P DIVID ETF$12.16M5.1%
ULTRASHRT S&P500$11.94M5.0%
S&P500 EQL WGT$11.17M4.6%
ENERGY$10.03M4.2%
PFD AND INCM SEC$5.90M2.4%
Portfolio Concentration
Top 3$42.89M17.8%
4–10$60.75M25.2%
11–25$66.89M27.8%
Rest$70.14M29.1%
Top 3 weight
17.8%
Top 10 weight
43.1%
Voting Authority Distribution
Total shares with voting rights: 5.46M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
5.46M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole100
Shared0
Other32
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings132
Rows:
INVESCO QQQ TR
SOLEShares50K
TypePRN
Market value$17.91M
7.44%
Sole
0.00
Shared
0.00
None
50K
SPDR S&P 500 ETF TR
SOLEShares30K
TypePRN
Market value$12.82M
5.33%
Sole
0.00
Shared
0.00
None
30K
SPDR SER TR
SOLEShares105.70K
TypeSH
Market value$12.16M
5.05%
Sole
0.00
Shared
0.00
None
105.70K
PROSHARES TR
SOLEShares321.87K
TypeSH
Market value$11.94M
4.96%
Sole
0.00
Shared
0.00
None
321.87K
INVESCO EXCHANGE TRADED FD T
SOLEShares78.81K
TypeSH
Market value$11.17M
4.64%
Sole
0.00
Shared
0.00
None
78.81K
SELECT SECTOR SPDR TR
SOLEShares110.92K
TypeSH
Market value$10.03M
4.17%
Sole
0.00
Shared
0.00
None
110.92K
ONEOK INC NEW
SOLEShares130.62K
TypeSH
Market value$8.29M
3.44%
Sole
0.00
Shared
0.00
None
130.62K
KAYNE ANDERSON ENERGY INFRST
SOLEShares892.71K
TypeSH
Market value$7.51M
3.12%
Sole
0.00
Shared
0.00
None
892.71K
APPLE INC
DFNDShares34.58K
TypeSH
Market value$5.92M
2.46%
Sole
0.00
Shared
0.00
None
34.58K
ISHARES TR
SOLEShares195.54K
TypeSH
Market value$5.90M
2.45%
Sole
0.00
Shared
0.00
None
195.54K
VANGUARD WORLD FDS
SOLEShares30.05K
TypeSH
Market value$5.86M
2.43%
Sole
0.00
Shared
0.00
None
30.05K
ISHARES TR
SOLEShares65.23K
TypeSH
Market value$5.79M
2.40%
Sole
0.00
Shared
0.00
None
65.23K
ISHARES TR
SOLEShares54.17K
TypeSH
Market value$5.68M
2.36%
Sole
0.00
Shared
0.00
None
54.17K
EXXON MOBIL CORP
SOLEShares43.96K
TypeSH
Market value$5.17M
2.15%
Sole
0.00
Shared
0.00
None
43.96K
EAGLE POINT CREDIT COMPANY I
SOLEShares478.13K
TypeSH
Market value$4.85M
2.02%
Sole
0.00
Shared
0.00
None
478.13K
ISHARES TR
SOLEShares20.05K
TypeSH
Market value$4.69M
1.95%
Sole
0.00
Shared
0.00
None
20.05K
VANGUARD INDEX FDS
SOLEShares23.46K
TypeSH
Market value$4.44M
1.84%
Sole
0.00
Shared
0.00
None
23.46K
PROSHARES TR
SOLEShares311.23K
TypeSH
Market value$4.36M
1.81%
Sole
0.00
Shared
0.00
None
311.23K
CHIMERA INVT CORP
SOLEShares735.82K
TypeSH
Market value$4.02M
1.67%
Sole
0.00
Shared
0.00
None
735.82K
ISHARES TR
SOLEShares43.13K
TypeSH
Market value$3.95M
1.64%
Sole
0.00
Shared
0.00
None
43.13K
LULULEMON ATHLETICA INC
SOLEShares10K
TypePRN
Market value$3.86M
1.60%
Sole
0.00
Shared
0.00
None
10K
ISHARES TR
SOLEShares151.76K
TypeSH
Market value$3.65M
1.52%
Sole
0.00
Shared
0.00
None
151.76K
ISHARES TR
SOLEShares7.57K
TypeSH
Market value$3.59M
1.49%
Sole
0.00
Shared
0.00
None
7.57K
ISHARES TR
SOLEShares45.57K
TypeSH
Market value$3.58M
1.49%
Sole
0.00
Shared
0.00
None
45.57K
ISHARES TR
SOLEShares32.30K
TypeSH
Market value$3.42M
1.42%
Sole
0.00
Shared
0.00
None
32.30K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO QQQ TRSOLE | PUT | 50K | PRN | $17.91M 7.44% | 0.00 | 0.00 | 50K |
SPDR S&P 500 ETF TRSOLE | PUT | 30K | PRN | $12.82M 5.33% | 0.00 | 0.00 | 30K |
SPDR SER TRSOLE | S&P DIVID ETF | 105.70K | SH | $12.16M 5.05% | 0.00 | 0.00 | 105.70K |
PROSHARES TRSOLE | ULTRASHRT S&P500 | 321.87K | SH | $11.94M 4.96% | 0.00 | 0.00 | 321.87K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 78.81K | SH | $11.17M 4.64% | 0.00 | 0.00 | 78.81K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 110.92K | SH | $10.03M 4.17% | 0.00 | 0.00 | 110.92K |
ONEOK INC NEWSOLE | COM | 130.62K | SH | $8.29M 3.44% | 0.00 | 0.00 | 130.62K |
KAYNE ANDERSON ENERGY INFRSTSOLE | COM | 892.71K | SH | $7.51M 3.12% | 0.00 | 0.00 | 892.71K |
APPLE INCDFND | COM | 34.58K | SH | $5.92M 2.46% | 0.00 | 0.00 | 34.58K |
ISHARES TRSOLE | PFD AND INCM SEC | 195.54K | SH | $5.90M 2.45% | 0.00 | 0.00 | 195.54K |
VANGUARD WORLD FDSSOLE | INDUSTRIAL ETF | 30.05K | SH | $5.86M 2.43% | 0.00 | 0.00 | 30.05K |
ISHARES TRSOLE | 20 YR TR BD ETF | 65.23K | SH | $5.79M 2.40% | 0.00 | 0.00 | 65.23K |
ISHARES TRSOLE | U.S. TECH ETF | 54.17K | SH | $5.68M 2.36% | 0.00 | 0.00 | 54.17K |
EXXON MOBIL CORPSOLE | COM | 43.96K | SH | $5.17M 2.15% | 0.00 | 0.00 | 43.96K |
EAGLE POINT CREDIT COMPANY ISOLE | COM | 478.13K | SH | $4.85M 2.02% | 0.00 | 0.00 | 478.13K |
ISHARES TRSOLE | US TRSPRTION | 20.05K | SH | $4.69M 1.95% | 0.00 | 0.00 | 20.05K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 23.46K | SH | $4.44M 1.84% | 0.00 | 0.00 | 23.46K |
PROSHARES TRSOLE | ULTSHRT QQQ | 311.23K | SH | $4.36M 1.81% | 0.00 | 0.00 | 311.23K |
CHIMERA INVT CORPSOLE | COM NEW | 735.82K | SH | $4.02M 1.67% | 0.00 | 0.00 | 735.82K |
ISHARES TRSOLE | U.S. INSRNCE ETF | 43.13K | SH | $3.95M 1.64% | 0.00 | 0.00 | 43.13K |
LULULEMON ATHLETICA INCSOLE | PUT | 10K | PRN | $3.86M 1.60% | 0.00 | 0.00 | 10K |
ISHARES TRSOLE | US OIL EQ&SV ETF | 151.76K | SH | $3.65M 1.52% | 0.00 | 0.00 | 151.76K |
ISHARES TRSOLE | ISHARES SEMICDTR | 7.57K | SH | $3.59M 1.49% | 0.00 | 0.00 | 7.57K |
ISHARES TRSOLE | US HOME CONS ETF | 45.57K | SH | $3.58M 1.49% | 0.00 | 0.00 | 45.57K |
ISHARES TRSOLE | US AER DEF ETF | 32.30K | SH | $3.42M 1.42% | 0.00 | 0.00 | 32.30K |
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