BUZBY DAVID S exercised options at STEM, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 6/10/2024ACC: 0001758766-24-000135
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
23.49K acquired · 23.49K disposed
Non-Derivative Transactions1
Common Stock, Par Value $0.0001 Per Share
Direct
Shares
+23.49K
Price / share
—
Trade value
—
% of position
24.4%
6/7/2024
96.30K→119.79K
Total
Net shares
+23.49K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 Per Share Direct | 6/7/2024 | M · Option Exercise | +23.49K | — | — | 24.4% | 96.30K | 119.79K |
| Total | +23.49K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Unit
Direct
Converts to
Common Stock, Par Value $0.0001 Per Share
23.49K shares
Shares
−23.49K
Strike price
0
Held after
110.24K
Exercisable
—
6/7/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock, Par Value $0.0001 Per Share23.49K shares | 6/7/2024 | M · Option Exercise | −23.49K | 0 | — | 110.24K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock, Par Value $0.0001 Per Share
IndirectShares owned641.21K
Total
641.21K indirect641.21K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, Par Value $0.0001 Per Share | 641.21K | Indirect |
| Total | 641.21K | 641.21K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported