BUZBY DAVID S exercised options at STEM, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 6/20/2023ACC: 0001758766-23-000100
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
20.50K acquired · 20.50K disposed
Non-Derivative Transactions1
Common Stock, Par Value $0.0001 Per Share
Direct
Shares
+20.50K
Price / share
—
Trade value
—
% of position
New position
6/15/2023
0.00→20.50K
Total
Net shares
+20.50K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 Per Share Direct | 6/15/2023 | M · Option Exercise | +20.50K | — | — | New position | 0.00 | 20.50K |
| Total | +20.50K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Unit
Direct
Converts to
Common Stock, Par Value $0.0001 Per Share
20.50K shares
Shares
−20.50K
Strike price
Held after
23.49K
Exercisable
—
6/15/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock, Par Value $0.0001 Per Share20.50K shares | 6/15/2023 | M · Option Exercise | −20.50K | — | 23.49K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock, Par Value $0.0001 Per Share
IndirectShares owned558.71K
Total
558.71K indirect558.71K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, Par Value $0.0001 Per Share | 558.71K | Indirect |
| Total | 558.71K | 558.71K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported