BUZBY DAVID S exercised options at STEM, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 8/12/2026ACC: 0001244203-26-000004
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
7.49K acquired · 7.49K disposed
Non-Derivative Transactions1
Common Stock, Par Value $0.0001 Per Share
Direct
Shares
+7.49K
Price / share
—
Trade value
—
% of position
New position
8/7/2026
0.00→7.49K
Total
Net shares
+7.49K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 Per Share Direct | 8/7/2026 | M · Option Exercise | +7.49K | — | — | New position | 0.00 | 7.49K |
| Total | +7.49K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Unit
Direct
Converts to
Common Stock, Par Value $0.0001 Per Share
7.49K shares
Shares
−7.49K
Strike price
Held after
0.00
Exercisable
—
8/7/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock, Par Value $0.0001 Per Share7.49K shares | 8/7/2026 | M · Option Exercise | −7.49K | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)2
Common Stock, Par Value $0.0001 Per Share
IndirectShares owned4.82K
Common Stock, Par Value $0.0001 Per Share
IndirectShares owned38.74K
Total
43.56K indirect43.56K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, Par Value $0.0001 Per Share | 4.82K | Indirect |
| Common Stock, Par Value $0.0001 Per Share | 38.74K | Indirect |
| Total | 43.56K | 43.56K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported