BUZBY DAVID S exercised options at STEM, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 6/2/2025ACC: 0000950170-25-080372
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
110.24K acquired · 110.24K disposed
Non-Derivative Transactions1
Common Stock, Par Value $0.0001 Per Share
Direct
Shares
+110.24K
Price / share
—
Trade value
—
% of position
92.0%
5/29/2025
119.79K→230.03K
Total
Net shares
+110.24K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 Per Share Direct | 5/29/2025 | M · Option Exercise | +110.24K | — | — | 92.0% | 119.79K | 230.03K |
| Total | +110.24K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Unit
Direct
Converts to
Common Stock, Par Value 0.0001 Per Share
110.24K shares
Shares
−110.24K
Strike price
Held after
0.00
Exercisable
—
5/29/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock, Par Value 0.0001 Per Share110.24K shares | 5/29/2025 | M · Option Exercise | −110.24K | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock, Par Value $0.0001 Per Share
IndirectShares owned641.21K
Total
641.21K indirect641.21K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, Par Value $0.0001 Per Share | 641.21K | Indirect |
| Total | 641.21K | 641.21K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported