BUYLE MARK P. enters WADDELL & REED FINANCIAL INC with 45.32K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 8/23/2018ACC: 0001750545-18-000002
Officer· SVP, GC, CLO and Secretary
Since Aug 2018
45.32K
Baseline shares
100% direct
45.32K
Direct ownership
1 position
10.51K
Derivative underlying
2 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Class A Common
DirectShares owned45.32K
Total
45.32K direct45.32K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class A Common | 45.32K | Direct |
| Total | 45.32K | 45.32K direct |
Derivative Holdings2
Restricted Stock Units
DirectUnderlying security
Class A Common
Underlying shares
5.64K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Restricted Stock Units
DirectUnderlying security
Class A Common
Underlying shares
4.87K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
10.51K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class A Common | — | — | 5.64K | N/A | |
| Restricted Stock Units Direct | Class A Common | — | — | 4.87K | N/A | |
| Total | 10.51K | 0.00 | ||||