BUYLE MARK P. (SVP, GC, CLO and Secretary) exercised options at WADDELL & REED FINANCIAL INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/12/2021ACC: 0001052100-21-000017
Officer· SVP, GC, CLO and Secretary
Since Aug 2018
-4.08K
Net shares
Net seller
$102.2K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
3.03K acquired · 7.11K disposed
Non-Derivative Transactions3
Class A Common
Direct
Shares
−1.05K
Price / share
$25.03
Trade value
$26.28K
% of position
1.2%
1/10/2021
90.17K→89.12K
Class A Common
Direct
Shares
+3.03K
Price / share
—
Trade value
—
% of position
3.4%
1/10/2021
89.12K→92.15K
Class A Common
Direct
Shares
−3.03K
Price / share
$25.03
Trade value
$75.89K
% of position
3.3%
1/10/2021
92.15K→89.12K
Total
Net shares
−1.05K
Net value
-$102.17K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Direct | 1/10/2021 | F · Tax Withholding | −1.05K | $25.03 | $26.28K | 1.2% | 90.17K | 89.12K |
| Class A Common Direct | 1/10/2021 | M · Option Exercise | +3.03K | — | — | 3.4% | 89.12K | 92.15K |
| Class A Common Direct | 1/10/2021 | D · Disposition | −3.03K | $25.03 | $75.89K | 3.3% | 92.15K | 89.12K |
| Total | −1.05K | -$102.17K | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Class A Common
1.62K shares
Shares
−1.62K
Strike price
Held after
0.00
Exercisable
—
1/10/2021
Restricted Stock Units
Direct
Converts to
Class A Common
1.41K shares
Shares
−1.41K
Strike price
Held after
1.41K
Exercisable
—
1/10/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class A Common1.62K shares | 1/10/2021 | M · Option Exercise | −1.62K | — | 0.00 | |
| Restricted Stock Units Direct | Class A Common1.41K shares | 1/10/2021 | M · Option Exercise | −1.41K | — | 1.41K |