BUYLE MARK P. (SVP, GC, CLO and Secretary) exercised options at WADDELL & REED FINANCIAL INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/14/2020ACC: 0001052100-20-000016
Officer· SVP, GC, CLO and Secretary
Since Aug 2018
-4.08K
Net shares
Net seller
$67.6K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
3.03K acquired · 7.12K disposed
Non-Derivative Transactions3
Class A Common
Direct
Shares
−1.05K
Price / share
$16.56
Trade value
$17.39K
% of position
1.6%
1/10/2020
65.82K→64.77K
Class A Common
Direct
Shares
+3.03K
Price / share
—
Trade value
—
% of position
4.7%
1/10/2020
64.77K→67.81K
Class A Common
Direct
Shares
−3.03K
Price / share
$16.56
Trade value
$50.23K
% of position
4.5%
1/10/2020
67.81K→64.77K
Total
Net shares
−1.05K
Net value
-$67.61K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Direct | 1/10/2020 | F · Tax Withholding | −1.05K | $16.56 | $17.39K | 1.6% | 65.82K | 64.77K |
| Class A Common Direct | 1/10/2020 | M · Option Exercise | +3.03K | — | — | 4.7% | 64.77K | 67.81K |
| Class A Common Direct | 1/10/2020 | D · Disposition | −3.03K | $16.56 | $50.23K | 4.5% | 67.81K | 64.77K |
| Total | −1.05K | -$67.61K | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Class A Common
1.62K shares
Shares
−1.62K
Strike price
Held after
1.62K
Exercisable
—
1/10/2020
Restricted Stock Units
Direct
Converts to
Class A Common
1.41K shares
Shares
−1.41K
Strike price
Held after
2.82K
Exercisable
—
1/10/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class A Common1.62K shares | 1/10/2020 | M · Option Exercise | −1.62K | — | 1.62K | |
| Restricted Stock Units Direct | Class A Common1.41K shares | 1/10/2020 | M · Option Exercise | −1.41K | — | 2.82K |