BUYLE MARK P. (SVP, GC, CLO and Secretary) exercised options at WADDELL & REED FINANCIAL INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/11/2019ACC: 0001052100-19-000018
Officer· SVP, GC, CLO and Secretary
Since Aug 2018
-4.08K
Net shares
Net seller
$72.6K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
3.03K acquired · 7.12K disposed
Non-Derivative Transactions3
Class A Common
Direct
Shares
−1.05K
Price / share
$17.77
Trade value
$18.66K
% of position
1.5%
1/10/2019
70.21K→69.16K
Class A Common
Direct
Shares
+3.03K
Price / share
—
Trade value
—
% of position
4.4%
1/10/2019
69.16K→72.19K
Class A Common
Direct
Shares
−3.03K
Price / share
$17.77
Trade value
$53.90K
% of position
4.2%
1/10/2019
72.19K→69.16K
Total
Net shares
−1.05K
Net value
-$72.55K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Direct | 1/10/2019 | F · Tax Withholding | −1.05K | $17.77 | $18.66K | 1.5% | 70.21K | 69.16K |
| Class A Common Direct | 1/10/2019 | M · Option Exercise | +3.03K | — | — | 4.4% | 69.16K | 72.19K |
| Class A Common Direct | 1/10/2019 | D · Disposition | −3.03K | $17.77 | $53.90K | 4.2% | 72.19K | 69.16K |
| Total | −1.05K | -$72.55K | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Class A Common
1.62K shares
Shares
−1.62K
Strike price
Held after
3.25K
Exercisable
—
1/10/2019
Restricted Stock Units
Direct
Converts to
Class A Common
1.41K shares
Shares
−1.41K
Strike price
Held after
4.23K
Exercisable
—
1/10/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Class A Common1.62K shares | 1/10/2019 | M · Option Exercise | −1.62K | — | 3.25K | |
| Restricted Stock Units Direct | Class A Common1.41K shares | 1/10/2019 | M · Option Exercise | −1.41K | — | 4.23K |