BUTKOWSKI ROBERT G. JR. (First Vice President) exercised options at PATHFINDER BANCORP, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/5/2026ACC: 0001193125-26-039197
Officer· First Vice President
Since May 2019
0.00
Net shares
Net seller
$29.9K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
2.64K acquired · 2.64K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+2.64K
Price / share
$11.35
Trade value
$29.92K
% of position
15.7%
2/3/2026
16.80K→19.44K
Total
Net shares
+2.64K
Net value
$29.92K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 2/3/2026 | M · Option Exercise | +2.64K | $11.35 | $29.92K | 15.7% | 16.80K | 19.44K |
| Total | +2.64K | $29.92K | ||||||
Derivative Transactions1
Stock Options
Direct
Converts to
Common Stock
2.64K shares
Shares
−2.64K
Strike price
11.35
Held after
0.00
Exercisable
—
2/3/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock2.64K shares | 2/3/2026 | M · Option Exercise | −2.64K | 11.35 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned6.50K
Common Stock
IndirectShares owned14.29K
Common Stock
IndirectShares owned6.34K
Total
27.13K indirect27.13K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 6.50K | Indirect |
| Common Stock | 14.29K | Indirect |
| Common Stock | 6.34K | Indirect |
| Total | 27.13K | 27.13K indirect |
Derivative Holdings (Post-Transaction)1
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
1.50K
Shares owned
1.50K
Exercise price
10.37
Expiration
—
Exercise window
—
Total
Underlying
1.50K
Owned
1.50K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock | 10.37 | — | — | 1.50K | 1.50K |
| Total | 1.50K | 1.50K | ||||