BUSH WILLIAM JOHN (Chief Financial Officer) sold 0.6% of their position (1.44K shares) of STEM, INC. on the open market
Open‑market sale worth $5.9K — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 5/5/2023ACC: 0001758766-23-000080
Officer· Chief Financial Officer
Since Apr 2021
-1.44K
Net shares
Net seller
$5.9K
Total sold
1
Open market trades
0B · 1S
3
Total transactions
3.95K acquired · 5.39K disposed
Non-Derivative Transactions2
Common Stock, Par Value $0.0001 Per Share
Direct
Shares
+3.95K
Price / share
—
Trade value
—
% of position
1.6%
4/28/2023
246.04K→249.99K
Common Stock, Par Value $0.0001 Per Share
Direct
Shares
−1.44K
Price / share
$4.12
Trade value
$5.93K
% of position
0.6%
5/1/2023
249.99K→248.55K
Total
Net shares
+2.51K
Net value
-$5.93K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 Per Share Direct | 4/28/2023 | M · Option Exercise | +3.95K | — | — | 1.6% | 246.04K | 249.99K |
| Common Stock, Par Value $0.0001 Per Share Direct | 5/1/2023 | S · Sale | −1.44K | $4.12 | $5.93K | 0.6% | 249.99K | 248.55K |
| Total | +2.51K | -$5.93K | ||||||
Derivative Transactions1
Restricted Stock Unit
Direct
Converts to
Common Stock, Par Value $0.0001 Per Share
3.95K shares
Shares
−3.95K
Strike price
Held after
589.40K
Exercisable
—
4/28/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock, Par Value $0.0001 Per Share3.95K shares | 4/28/2023 | M · Option Exercise | −3.95K | — | 589.40K |