BUSH WILLIAM JOHN (Chief Financial Officer) sold 3.6% of their position (9.25K shares) of STEM, INC. on the open market
Open‑market sale worth $75.0K — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 3/3/2023ACC: 0001758766-23-000024
Officer· Chief Financial Officer
Since Apr 2021
-9.25K
Net shares
Net seller
$75.0K
Total sold
1
Open market trades
0B · 1S
3
Total transactions
23.45K acquired · 32.70K disposed
Non-Derivative Transactions2
Common Stock, Par Value $0.0001 Per Share
Direct
Shares
+23.45K
Price / share
—
Trade value
—
% of position
10.1%
3/1/2023
231.85K→255.30K
Common Stock, Par Value $0.0001 Per Share
Direct
Shares
−9.25K
Price / share
$8.10
Trade value
$74.97K
% of position
3.6%
3/1/2023
255.30K→246.04K
Total
Net shares
+14.19K
Net value
-$74.97K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 Per Share Direct | 3/1/2023 | M · Option Exercise | +23.45K | — | — | 10.1% | 231.85K | 255.30K |
| Common Stock, Par Value $0.0001 Per Share Direct | 3/1/2023 | S · Sale | −9.25K | $8.10 | $74.97K | 3.6% | 255.30K | 246.04K |
| Total | +14.19K | -$74.97K | ||||||
Derivative Transactions1
Restricted Stock Unit
Direct
Converts to
Common Stock, Par Value $0.0001 Per Share
23.45K shares
Shares
−23.45K
Strike price
Held after
294.55K
Exercisable
—
3/1/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock, Par Value $0.0001 Per Share23.45K shares | 3/1/2023 | M · Option Exercise | −23.45K | — | 294.55K |