BUSH WILLIAM JOHN (Chief Financial Officer) exercised options at STEM, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 8/27/2021ACC: 0001758766-21-000161
Officer· Chief Financial Officer
Since Apr 2021
-74.50K
Net shares
Net seller
$1.85M
Total sold
0
Open market trades
0B · 0S
3
Total transactions
150K acquired · 224.50K disposed
Non-Derivative Transactions2
Common Stock, Par Value $0.0001 Per Share
Direct
Shares
+150K
Price / share
$1.67
Trade value
$250.50K
% of position
58.3%
8/25/2021
257.21K→407.21K
Common Stock, Par Value $0.0001 Per Share
Direct
Shares
−74.50K
Price / share
$24.87
Trade value
$1.85M
% of position
18.3%
8/25/2021
407.21K→332.70K
Total
Net shares
+75.50K
Net value
-$1.60M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 Per Share Direct | 8/25/2021 | M · Option Exercise | +150K | $1.67 | $250.50K | 58.3% | 257.21K | 407.21K |
| Common Stock, Par Value $0.0001 Per Share Direct | 8/25/2021 | F · Tax Withholding | −74.50K | $24.87 | $1.85M | 18.3% | 407.21K | 332.70K |
| Total | +75.50K | -$1.60M | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock, Par Value $0.0001 Per Share
150K shares
Shares
−150K
Strike price
1.67
Held after
855.61K
Exercisable
—
8/25/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock, Par Value $0.0001 Per Share150K shares | 8/25/2021 | M · Option Exercise | −150K | 1.67 | — | 855.61K |