BUSE TATUM J.

PrivateCIK: 1587714
Location

CEDAR RAPIDS, IA

BUSE TATUM J. (VP, Finance and Controller) exercised options at ROCKWELL COLLINS INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises
InsiderBUSE TATUM J.CIK 1587714
IssuerROCKWELL COLLINS INCCIK 1137411
Officer· VP, Finance and Controller
Since Oct 2018
-9.05K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
6
Total transactions
7.84K acquired · 16.89K disposed
Non-Derivative Transactions2

Common Stock

Direct
M · Option Exercise

Shares

+6.85K

Price / share

Trade value

% of position

New position
11/26/2018
-6.85K0.00

Common Stock

Indirect
M · Option Exercise

Shares

+987.99

Price / share

Trade value

% of position

New position
11/26/2018
-987.990.00
Total

Net shares

+7.84K

Net value

$0.00

Derivative Transactions4

Stock Option (Right to Buy)

Direct
M · Option Exercise
Converts to

Common Stock

5.20K shares

Shares

5.20K

Strike price

83.69

Held after

0.00

Exercisable

11/26/2018

Stock Option (Right to Buy)

Direct
M · Option Exercise
Converts to

Common Stock

5.70K shares

Shares

5.70K

Strike price

86.75

Held after

0.00

Exercisable

11/26/2018

Stock Option (Right to Buy)

Direct
M · Option Exercise
Converts to

Common Stock

5.90K shares

Shares

5.90K

Strike price

88.71

Held after

0.00

Exercisable

11/26/2018

Phantom Stock

Indirect
M · Option Exercise
Converts to

Common Stock

91.10 shares

Shares

91.10

Strike price

Held after

0.00

Exercisable

11/26/2018
BUSE TATUM J. — Insider Transaction (Form 4) Filed Nov 28, 2018 | Finecho