BURNS THOMAS M. (SVP, Finance & CFO) sold 40.2% of their position (9.78K shares) of XOMA ROYALTY CORP on the open market
Open‑market sale worth $292.7K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 11/13/2024ACC: 0001214659-24-018900
Officer· SVP, Finance & CFO
Since Feb 2019
-9.78K
Net shares
Net seller
$292.7K
Total sold
1
Open market trades
0B · 1S
3
Total transactions
17.77K acquired · 27.55K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+17.77K
Price / share
—
Trade value
—
% of position
271.1%
11/11/2024
6.55K→24.33K
Common Stock
Direct
Shares
−9.78K
Price / share
$29.94
Trade value
$292.66K
% of position
40.2%
11/13/2024
24.33K→14.55K
Total
Net shares
+8K
Net value
-$292.66K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/11/2024 | M · Option Exercise | +17.77K | — | — | 271.1% | 6.55K | 24.33K |
| Common Stock Direct | 11/13/2024 | S · Sale | −9.78K | $29.94 | $292.66K | 40.2% | 24.33K | 14.55K |
| Total | +8K | -$292.66K | ||||||
Derivative Transactions1
Performance Stock Units
Direct
Converts to
Common Stock
17.77K shares
Shares
−17.77K
Strike price
Held after
73.83K
Exercisable
—
11/11/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Performance Stock Units Direct | Common Stock17.77K shares | 11/11/2024 | M · Option Exercise | −17.77K | — | 73.83K |
Non-Derivative Holdings (Post-Transaction)3
8.625% Series A Cumulative Perpetual Preferred Stock
DirectShares owned2K
Common Stock
IndirectShares owned5.55K
Depository Shares - 8.375% Series B Perpetual Preferred
DirectShares owned1K
Total
3K direct·5.55K indirect8.55K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| 8.625% Series A Cumulative Perpetual Preferred Stock | 2K | Direct |
| Common Stock | 5.55K | Indirect |
| Depository Shares - 8.375% Series B Perpetual Preferred | 1K | Direct |
| Total | 8.55K | 3K direct·5.55K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported