BURNS THOMAS M. (SVP, Finance & CFO) sold 23.4% of their position (2K shares) of XOMA ROYALTY CORP on the open market
Open‑market sale worth $63.3K — a significant reduction. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 7/18/2022ACC: 0001214659-22-008951
Officer· SVP, Finance & CFO
Since Feb 2019
-2K
Net shares
Net seller
$63.3K
Total sold
1
Open market trades
0B · 1S
3
Total transactions
2K acquired · 4K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+2K
Price / share
$4.03
Trade value
$8.06K
% of position
30.5%
7/15/2022
6.55K→8.55K
Common Stock
Direct
Shares
−2K
Price / share
$31.66
Trade value
$63.32K
% of position
23.4%
7/15/2022
8.55K→6.55K
Total
Net shares
+0.00
Net value
-$55.26K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/15/2022 | M · Option Exercise | +2K | $4.03 | $8.06K | 30.5% | 6.55K | 8.55K |
| Common Stock Direct | 7/15/2022 | S · Sale | −2K | $31.66 | $63.32K | 23.4% | 8.55K | 6.55K |
| Total | +0.00 | -$55.26K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
2K shares
Shares
−2K
Strike price
4.03
Held after
75.78K
Exercisable
—
7/15/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock2K shares | 7/15/2022 | M · Option Exercise | −2K | 4.03 | — | 75.78K |
Non-Derivative Holdings (Post-Transaction)3
8.625% Series A Cumulative Perpetual Preferred Stock
DirectShares owned2K
Common Stock
IndirectShares owned4.35K
Depositary Shares - 8.375% B Cumulative Stock
DirectShares owned1K
Total
3K direct·4.35K indirect7.35K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| 8.625% Series A Cumulative Perpetual Preferred Stock | 2K | Direct |
| Common Stock | 4.35K | Indirect |
| Depositary Shares - 8.375% B Cumulative Stock | 1K | Direct |
| Total | 7.35K | 3K direct·4.35K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported