BURNS THOMAS M.

PrivateCIK: 1638479
Location

BERKELEY, CA

BURNS THOMAS M. (SVP, Finance & CFO) sold 68.9% of their position (14.50K shares) of XOMA ROYALTY CORP on the open market

Open‑market sale worth $423.1K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 3 sales
InsiderBURNS THOMAS M.CIK 1638479
IssuerXOMA ROYALTY CORPCIK 791908
Officer· SVP, Finance & CFO
Since Feb 2019
-14.50K
Net shares
Net seller
$423.1K
Total sold
3
Open market trades
0B · 3S
9
Total transactions
14.50K acquired · 29K disposed
Non-Derivative Transactions6

Common Stock

Direct
M · Option Exercise

Shares

+12K

Price / share

$4.03

Trade value

$48.36K

% of position

183.1%
3/21/2022
6.55K18.55K

Common Stock

Direct
S · Sale

Shares

12K

Price / share

$29.00

Trade value

$348.06K

% of position

64.7%
3/21/2022
18.55K6.55K

Common Stock

Direct
M · Option Exercise

Shares

+2.34K

Price / share

$4.03

Trade value

$9.43K

% of position

35.7%
3/22/2022
6.55K8.89K

Common Stock

Direct
S · Sale

Shares

2.34K

Price / share

$30.02

Trade value

$70.21K

% of position

26.3%
3/22/2022
8.89K6.55K

Common Stock

Direct
M · Option Exercise

Shares

+161.00

Price / share

$4.03

Trade value

$648.83

% of position

2.5%
3/23/2022
6.55K6.72K

Common Stock

Direct
S · Sale

Shares

161.00

Price / share

$30.00

Trade value

$4.83K

% of position

2.4%
3/23/2022
6.72K6.55K
Total

Net shares

+0.00

Net value

-$364.66K

Derivative Transactions3

Stock Option (Right to Buy)

Direct
M · Option Exercise
Converts to

Common Stock

12K shares

Shares

12K

Strike price

4.03

Held after

18K

Exercisable

3/21/2022

Stock Option (Right to Buy)

Direct
M · Option Exercise
Converts to

Common Stock

2.34K shares

Shares

2.34K

Strike price

4.03

Held after

15.66K

Exercisable

3/22/2022

Stock Option (Right to Buy)

Direct
M · Option Exercise
Converts to

Common Stock

161.00 shares

Shares

161.00

Strike price

4.03

Held after

15.50K

Exercisable

3/23/2022
Non-Derivative Holdings (Post-Transaction)3

Common Stock

Indirect
Shares owned4.35K

8.625% Series A Cumulative Perpetual Preferred Stock

Direct
Shares owned2K

Depositary Shares - 8.375% B Cumulative Stock

Direct
Shares owned1K
Total
3K direct·4.35K indirect7.35K
Derivative Holdings (Post-Transaction)0
No derivative holdings reported
BURNS THOMAS M. — Insider Transaction (Form 4) Filed Mar 23, 2022 | Finecho