BUNTING ERIC

PrivateCIK: 1702927

Location

WICHITA, KS

BUNTING ERIC reported 3 transactions at QS ENERGY, INC.

Review the transaction codes below to understand the nature of each event.

BUNTING ERIC

Filed: 6/4/2019ACC: 0001683168-19-001784

InsiderBUNTING ERICCIK 1702927

→

IssuerQS ENERGY, INC.CIK 1103795

Director

Since Nov 2018

+367.67K

Net shares

Net buyer

$166.6K

Total acquired

0

Open market trades

0B · 0S

8

Total transactions

1.64M acquired · 1.27M disposed

Non-Derivative Transactions3

Common Stock

Direct

D · Disposition

Shares

+260.42K

Price / share

$0.08

Trade value

$20.83K

% of position

2.6%

5/31/2019

10.05M→10.31M

Common Stock

Direct

D · Disposition

Shares

+275K

Price / share

$0.05

Trade value

$13.75K

% of position

2.7%

5/31/2019

10.31M→10.58M

Common Stock

Direct

D · Disposition

Shares

+733.33K

Price / share

$0.18

Trade value

$132K

% of position

6.9%

6/4/2019

10.58M→11.32M

Total

Net shares

+1.27M

Net value

$166.58K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	5/31/2019	D · Disposition	+260.42K	$0.08	$20.83K	2.6%	10.05M	10.31M
Common Stock Direct	5/31/2019	D · Disposition	+275K	$0.05	$13.75K	2.7%	10.31M	10.58M
Common Stock Direct	6/4/2019	D · Disposition	+733.33K	$0.18	$132K	6.9%	10.58M	11.32M
Total			+1.27M		$166.58K

Derivative Transactions5

Options

Direct

D · Disposition

Converts to

Common Stock

260.42K shares

Shares

−260.42K

Strike price

0.08

Held after

639.58K

Exercisable

—

5/31/2019

Warrants

Direct

D · Disposition

Converts to

Common Stock

275K shares

Shares

−275K

Strike price

0.05

Held after

364.58K

Exercisable

—

5/31/2019

Convertible Note

Direct

A · Award

Converts to

Common Stock

733.33K shares

Shares

+N/A

Strike price

0.15

Held after

1.10M

Exercisable

—

6/4/2019

Warrants

Direct

A · Award

Converts to

Common Stock

367.67K shares

Shares

+367.67K

Strike price

0.15

Held after

1.47M

Exercisable

—

6/4/2019

Convertible Note

Direct

D · Disposition

Converts to

Common Stock

733.33K shares

Shares

−733.33K

Strike price

0.15

Held after

732.25K

Exercisable

—

6/4/2019

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Options Direct	Common Stock260.42K shares	5/31/2019	D · Disposition	−260.42K	0.08	—	639.58K
Warrants Direct	Common Stock275K shares	5/31/2019	D · Disposition	−275K	0.05	—	364.58K
Convertible Note Direct	Common Stock733.33K shares	6/4/2019	A · Award	+N/A	0.15	—	1.10M
Warrants Direct	Common Stock367.67K shares	6/4/2019	A · Award	+367.67K	0.15	—	1.47M
Convertible Note Direct	Common Stock733.33K shares	6/4/2019	D · Disposition	−733.33K	0.15	—	732.25K

BUNTING ERIC — Insider Transaction (Form 4) Filed Jun 4, 2019 | Finecho