BUCKLEY MICHAEL F (Former Chief Executive Officer) exercised options at CENTRIC BRANDS INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

BUCKLEY MICHAEL F

Filed: 10/31/2018ACC: 0001144204-18-056522

InsiderBUCKLEY MICHAEL FCIK 1360751

→

IssuerCENTRIC BRANDS INC.CIK 844143

DirectorOfficer· Former Chief Executive Officer

Since Oct 2018

-110.51K

Net shares

Net seller

$466.4K

Total sold

Open market trades

0B · 0S

Total transactions

294.59K acquired · 405.10K disposed

Non-Derivative Transactions4

Common Stock, par value $0.10 per share

Direct

M · Option Exercise

+144.59K

Price / share

—

Trade value

—

% of position

21.2%

10/29/2018

681.78K→826.37K

Common Stock, par value $0.10 per share

Direct

F · Tax Withholding

−50K

Price / share

$4.22

Trade value

$211K

% of position

6.1%

10/29/2018

826.37K→776.37K

Common Stock, par value $0.10 per share

Direct

M · Option Exercise

+150K

Price / share

—

Trade value

—

% of position

19.3%

10/29/2018

776.37K→926.37K

Common Stock, par value $0.10 per share

Direct

F · Tax Withholding

−60.51K

Price / share

$4.22

Trade value

$255.36K

% of position

6.5%

10/29/2018

926.37K→865.86K

Total

Net shares

+184.08K

Net value

-$466.36K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock, par value $0.10 per share Direct	10/29/2018	M · Option Exercise	+144.59K	—	—	21.2%	681.78K	826.37K
Common Stock, par value $0.10 per share Direct	10/29/2018	F · Tax Withholding	−50K	$4.22	$211K	6.1%	826.37K	776.37K
Common Stock, par value $0.10 per share Direct	10/29/2018	M · Option Exercise	+150K	—	—	19.3%	776.37K	926.37K
Common Stock, par value $0.10 per share Direct	10/29/2018	F · Tax Withholding	−60.51K	$4.22	$255.36K	6.5%	926.37K	865.86K
Total			+184.08K		-$466.36K

Derivative Transactions2

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock, par value $0.10 per share

144.59K shares

−144.59K

Strike price

Held after

0.00

Exercisable

—

10/29/2018

Performance Share Units

Direct

M · Option Exercise

Converts to

Common Stock, par value $0.10 per share

150K shares

−150K

Strike price

Held after

0.00

Exercisable

—

10/29/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Common Stock, par value $0.10 per share144.59K shares	10/29/2018	M · Option Exercise	−144.59K		—	0.00
Performance Share Units Direct	Common Stock, par value $0.10 per share150K shares	10/29/2018	M · Option Exercise	−150K		—	0.00