BUCHANAN LUCAS W. (Chief Financial Officer) sold 31.4% of their position (86.24K shares) of SILK ROAD MEDICAL INC on the open market

Open‑market sale worth $4.66M — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 4 sales

BUCHANAN LUCAS W.

Filed: 1/19/2023ACC: 0001593968-23-000180

InsiderBUCHANAN LUCAS W.CIK 1769830

→

IssuerSILK ROAD MEDICAL INCCIK 1397702

Officer· Chief Financial Officer

Since Apr 2019

-86.24K

Net shares

Net seller

$4.66M

Total sold

Open market trades

0B · 4S

Total transactions

83.53K acquired · 169.77K disposed

Non-Derivative Transactions7

Common Stock

Direct

M · Option Exercise

+45K

Price / share

$1.60

Trade value

$72K

% of position

23.5%

1/17/2023

191.53K→236.53K

Common Stock

Direct

S · Sale

−45K

Price / share

$54.68

Trade value

$2.46M

% of position

19.0%

1/17/2023

236.53K→191.53K

Common Stock

Direct

M · Option Exercise

+12.77K

Price / share

$1.60

Trade value

$20.43K

% of position

6.7%

1/19/2023

191.53K→204.29K

Common Stock

Direct

S · Sale

−12.77K

Price / share

$53.40

Trade value

$681.74K

% of position

6.2%

1/19/2023

204.29K→191.53K

Common Stock

Direct

M · Option Exercise

+25.76K

Price / share

$20.00

Trade value

$515.24K

% of position

13.5%

1/19/2023

191.53K→217.29K

Common Stock

Direct

S · Sale

−25.76K

Price / share

$53.40

Trade value

$1.38M

% of position

11.9%

1/19/2023

217.29K→191.53K

Common Stock

Direct

S · Sale

−2.72K

Price / share

$53.40

Trade value

$145.04K

% of position

1.4%

1/19/2023

191.53K→188.81K

Total

Net shares

−2.72K

Net value

-$4.06M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	1/17/2023	M · Option Exercise	+45K	$1.60	$72K	23.5%	191.53K	236.53K
Common Stock Direct	1/17/2023	S · Sale	−45K	$54.68	$2.46M	19.0%	236.53K	191.53K
Common Stock Direct	1/19/2023	M · Option Exercise	+12.77K	$1.60	$20.43K	6.7%	191.53K	204.29K
Common Stock Direct	1/19/2023	S · Sale	−12.77K	$53.40	$681.74K	6.2%	204.29K	191.53K
Common Stock Direct	1/19/2023	M · Option Exercise	+25.76K	$20.00	$515.24K	13.5%	191.53K	217.29K
Common Stock Direct	1/19/2023	S · Sale	−25.76K	$53.40	$1.38M	11.9%	217.29K	191.53K
Common Stock Direct	1/19/2023	S · Sale	−2.72K	$53.40	$145.04K	1.4%	191.53K	188.81K
Total			−2.72K		-$4.06M

Derivative Transactions3

Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

45K shares

−45K

Strike price

1.60

Held after

20.41K

Exercisable

—

1/17/2023

Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

12.77K shares

−12.77K

Strike price

1.60

Held after

7.64K

Exercisable

—

1/19/2023

Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

25.76K shares

−25.76K

Strike price

Held after

7.33K

Exercisable

—

1/19/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Option (right to buy) Direct	Common Stock45K shares	1/17/2023	M · Option Exercise	−45K	1.60	—	20.41K
Option (right to buy) Direct	Common Stock12.77K shares	1/19/2023	M · Option Exercise	−12.77K	1.60	—	7.64K
Option (right to buy) Direct	Common Stock25.76K shares	1/19/2023	M · Option Exercise	−25.76K	20	—	7.33K

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned13.52K

Total

13.52K indirect13.52K

Security Title	Shares Owned	Ownership Type
Common Stock	13.52K	Indirect
Total	13.52K	13.52K indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported