BTS ASSET MANAGEMENT, INC.

Filed: 1/26/2026ACC: 0001580642-26-000400

📋 What this filing means

BTS ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 32 equity positions with a total reported market value of $73.95M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$73.95M

Total AUM (reported)

1.78M

Total Shares

Allocation by class

ETF$68.74M93.0%

EQUITY$5.21M7.0%

Portfolio Concentration

Top 3$60.48M81.8%

4–10$5.78M7.8%

11–25$5.97M8.1%

Rest$1.72M2.3%

Top 3 weight

81.8%

Top 10 weight

89.6%

Voting Authority Distribution

Total shares with voting rights: 1.78M

Sole

Full voting authority

1.78M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole32

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings32

Rows:

XTRACKERS USD HIGH YIELD CORPORATE BOND ETF

SOLE

ETF

Shares703.55K

TypeSH

Market value$25.92M

35.06%

Sole

703.55K

Shared

0.00

None

0.00

ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETF

SOLE

ETF

Shares691.11K

TypeSH

Market value$25.86M

34.97%

Sole

691.11K

Shared

0.00

None

0.00

INVESCO S&P 500 HIGH DIVIDEND LOW VOLATILITY ETF

SOLE

ETF

Shares180.65K

TypeSH

Market value$8.70M

11.77%

Sole

180.65K

Shared

0.00

None

0.00

J P MORGAN EXCHANGE-TRADED FD

SOLE

ETF

Shares20.57K

TypeSH

Market value$1.18M

1.59%

Sole

20.57K

Shared

0.00

None

0.00

SPDR DOW JONES INDL AVERAGE ETF

SOLE

ETF

Shares2.34K

TypeSH

Market value$1.12M

1.52%

Sole

2.34K

Shared

0.00

None

0.00

ISHARES TREASURY FLOATING RATE BD ETF

SOLE

ETF

Shares17.93K

TypeSH

Market value$905.0K

1.22%

Sole

17.93K

Shared

0.00

None

0.00

CONSOLIDATED EDISON

SOLE

Equity

Shares7.42K

TypeSH

Market value$742.3K

1.00%

Sole

7.42K

Shared

0.00

None

0.00

KROGER CO

SOLE

Equity

Shares10.36K

TypeSH

Market value$648.6K

0.88%

Sole

10.36K

Shared

0.00

None

0.00

STATE STREET BLACKSTONE SENIOR LOAN ETF

SOLE

ETF

Shares14.61K

TypeSH

Market value$603.5K

0.82%

Sole

14.61K

Shared

0.00

None

0.00

JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF

SOLE

ETF

Shares9.90K

TypeSH

Market value$575.4K

0.78%

Sole

9.90K

Shared

0.00

None

0.00

ISHARES TR BARCLAYS 7-10 YR TREAS BD ETF

SOLE

ETF

Shares5.75K

TypeSH

Market value$552.8K

0.75%

Sole

5.75K

Shared

0.00

None

0.00

NVIDIA CORP

SOLE

Equity

Shares2.72K

TypeSH

Market value$508.5K

0.69%

Sole

2.72K

Shared

0.00

None

0.00

AMEREN CORP

SOLE

Equity

Shares4.92K

TypeSH

Market value$495.7K

0.67%

Sole

4.92K

Shared

0.00

None

0.00

COMCAST CORP CL A

SOLE

Equity

Shares15.95K

TypeSH

Market value$474.1K

0.64%

Sole

15.95K

Shared

0.00

None

0.00

ISHARES AGENCY BOND ETF

SOLE

ETF

Shares4.10K

TypeSH

Market value$452.5K

0.61%

Sole

4.10K

Shared

0.00

None

0.00

JANUS DETROIT HENDERSON AAA CLO ETF

SOLE

ETF

Shares8.94K

TypeSH

Market value$452.4K

0.61%

Sole

8.94K

Shared

0.00

None

0.00

ALPHABET INC CAP STK CL A

SOLE

Equity

Shares1.25K

TypeSH

Market value$395.3K

0.53%

Sole

1.25K

Shared

0.00

None

0.00

META PLATFORMS INC

SOLE

Equity

Shares568.00

TypeSH

Market value$369.9K

0.50%

Sole

568.00

Shared

0.00

None

0.00

CAL-MAINE FOODS, INC.

SOLE

Equity

Shares4.64K

TypeSH

Market value$369.1K

0.50%

Sole

4.64K

Shared

0.00

None

0.00

SPDR GOLD TR GOLD SHS

SOLE

ETF

Shares900.00

TypeSH

Market value$356.8K

0.48%

Sole

900.00

Shared

0.00

None

0.00

ABBOTT LABS

SOLE

Equity

Shares2.54K

TypeSH

Market value$317.3K

0.43%

Sole

2.54K

Shared

0.00

None

0.00

ENERGY SELECT SECTOR SPDR FUND

SOLE

ETF

Shares6.84K

TypeSH

Market value$311.9K

0.42%

Sole

6.84K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR CONSUMER

SOLE

ETF

Shares2.62K

TypeSH

Market value$310.7K

0.42%

Sole

2.62K

Shared

0.00

None

0.00

STATE STREET SPDR BLOOMBERG SHORT TERM HIGH YIELD BOND ETF

SOLE

ETF

Shares11.91K

TypeSH

Market value$301.5K

0.41%

Sole

11.91K

Shared

0.00

None

0.00

INVESCO CEF INCOME COMPOSITE ETF

SOLE

ETF

Shares15.15K

TypeSH

Market value$301.0K

0.41%

Sole

15.15K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
XTRACKERS USD HIGH YIELD CORPORATE BOND ETFSOLE	ETF	703.55K	SH	$25.92M 35.06%	703.55K
ISHARES BROAD USD HIGH YIELD CORPORATE BOND ETFSOLE	ETF	691.11K	SH	$25.86M 34.97%	691.11K
INVESCO S&P 500 HIGH DIVIDEND LOW VOLATILITY ETFSOLE	ETF	180.65K	SH	$8.70M 11.77%	180.65K
J P MORGAN EXCHANGE-TRADED FDSOLE	ETF	20.57K	SH	$1.18M 1.59%	20.57K
SPDR DOW JONES INDL AVERAGE ETFSOLE	ETF	2.34K	SH	$1.12M 1.52%	2.34K
ISHARES TREASURY FLOATING RATE BD ETFSOLE	ETF	17.93K	SH	$905.0K 1.22%	17.93K
CONSOLIDATED EDISONSOLE	Equity	7.42K	SH	$742.3K 1.00%	7.42K
KROGER COSOLE	Equity	10.36K	SH	$648.6K 0.88%	10.36K
STATE STREET BLACKSTONE SENIOR LOAN ETFSOLE	ETF	14.61K	SH	$603.5K 0.82%	14.61K
JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETFSOLE	ETF	9.90K	SH	$575.4K 0.78%	9.90K
ISHARES TR BARCLAYS 7-10 YR TREAS BD ETFSOLE	ETF	5.75K	SH	$552.8K 0.75%	5.75K
NVIDIA CORPSOLE	Equity	2.72K	SH	$508.5K 0.69%	2.72K
AMEREN CORPSOLE	Equity	4.92K	SH	$495.7K 0.67%	4.92K
COMCAST CORP CL ASOLE	Equity	15.95K	SH	$474.1K 0.64%	15.95K
ISHARES AGENCY BOND ETFSOLE	ETF	4.10K	SH	$452.5K 0.61%	4.10K
JANUS DETROIT HENDERSON AAA CLO ETFSOLE	ETF	8.94K	SH	$452.4K 0.61%	8.94K
ALPHABET INC CAP STK CL ASOLE	Equity	1.25K	SH	$395.3K 0.53%	1.25K
META PLATFORMS INCSOLE	Equity	568.00	SH	$369.9K 0.50%	568.00
CAL-MAINE FOODS, INC.SOLE	Equity	4.64K	SH	$369.1K 0.50%	4.64K
SPDR GOLD TR GOLD SHSSOLE	ETF	900.00	SH	$356.8K 0.48%	900.00
ABBOTT LABSSOLE	Equity	2.54K	SH	$317.3K 0.43%	2.54K
ENERGY SELECT SECTOR SPDR FUNDSOLE	ETF	6.84K	SH	$311.9K 0.42%	6.84K
SELECT SECTOR SPDR TR CONSUMERSOLE	ETF	2.62K	SH	$310.7K 0.42%	2.62K
STATE STREET SPDR BLOOMBERG SHORT TERM HIGH YIELD BOND ETFSOLE	ETF	11.91K	SH	$301.5K 0.41%	11.91K
INVESCO CEF INCOME COMPOSITE ETFSOLE	ETF	15.15K	SH	$301.0K 0.41%	15.15K

Page 1 of 2