Filed: 10/10/2023ACC: 0001580642-23-005470
📋 What this filing means
BTS ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 36 equity positions with a total reported market value of $154.50M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
36
Positions
$154.50M
Total AUM (reported)
3.36M
Total Shares
Allocation by class
ETF$154.50M100.0%
Portfolio Concentration
Top 3$130.71M84.6%
4–10$12.57M8.1%
11–25$7.80M5.0%
Rest$3.42M2.2%
Top 3 weight
84.6%
Top 10 weight
92.7%
Voting Authority Distribution
Total shares with voting rights: 0.00
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole36
Shared0
Other0
Dominant voting typeNone · 0.0% of voting shares
Institutional Holdings36
Rows:
Xtrackers USD High Yield Corporate Bond ETF
SOLEShares1.74M
TypeSH
Market value$59.18M
38.30%
Sole
0.00
Shared
0.00
None
0.00
SPDR Bloomberg High Yield Bond ETF
SOLEShares652.97K
TypeSH
Market value$59.04M
38.21%
Sole
0.00
Shared
0.00
None
0.00
SPDR Bloomberg Short Term High Yield Bond ETF
SOLEShares510.71K
TypeSH
Market value$12.50M
8.09%
Sole
0.00
Shared
0.00
None
0.00
Vanguard Total Bond Market ETF
SOLEShares76.88K
TypeSH
Market value$5.37M
3.47%
Sole
0.00
Shared
0.00
None
0.00
iShares iBoxx High Yield Corporate Bond ETF
SOLEShares31.93K
TypeSH
Market value$2.35M
1.52%
Sole
0.00
Shared
0.00
None
0.00
Vanguard Dividend Appreciation Index Fund ETF
SOLEShares10.75K
TypeSH
Market value$1.68M
1.09%
Sole
0.00
Shared
0.00
None
0.00
Vanguard Intermediate-Term Corporate Bond ETF
SOLEShares11.69K
TypeSH
Market value$888.1K
0.57%
Sole
0.00
Shared
0.00
None
0.00
iShares National Muni Bond ETF
SOLEShares8.49K
TypeSH
Market value$870.3K
0.56%
Sole
0.00
Shared
0.00
None
0.00
JPMorgan Nasdaq Equity Premium Income ETF
SOLEShares15.37K
TypeSH
Market value$721.1K
0.47%
Sole
0.00
Shared
0.00
None
0.00
Janus Henderson AAA CLO ETF
SOLEShares13.71K
TypeSH
Market value$689.9K
0.45%
Sole
0.00
Shared
0.00
None
0.00
iShares Broad USD High Yield Corporate Bond ETF
SOLEShares19.64K
TypeSH
Market value$681.8K
0.44%
Sole
0.00
Shared
0.00
None
0.00
JPMorgan Equity Premium Income ETF
SOLEShares12.10K
TypeSH
Market value$647.9K
0.42%
Sole
0.00
Shared
0.00
None
0.00
iShares US Treasury Bond ETF
SOLEShares28.66K
TypeSH
Market value$631.7K
0.41%
Sole
0.00
Shared
0.00
None
0.00
iShares MSCI Emerging Markets ETF
SOLEShares16.30K
TypeSH
Market value$617.9K
0.40%
Sole
0.00
Shared
0.00
None
0.00
Alerian MLP ETF
SOLEShares13.91K
TypeSH
Market value$587.2K
0.38%
Sole
0.00
Shared
0.00
None
0.00
Invesco Variable Rate Preferred ETF
SOLEShares24.46K
TypeSH
Market value$547.1K
0.35%
Sole
0.00
Shared
0.00
None
0.00
Vanguard Small Cap Value Index Fund ETF
SOLEShares3.42K
TypeSH
Market value$546.7K
0.35%
Sole
0.00
Shared
0.00
None
0.00
iShares Treasury Floating Rate Bond ETF
SOLEShares10.72K
TypeSH
Market value$543.8K
0.35%
Sole
0.00
Shared
0.00
None
0.00
SPDR Blackstone Senior Loan ETF
SOLEShares12.73K
TypeSH
Market value$533.8K
0.35%
Sole
0.00
Shared
0.00
None
0.00
iShares 0-3 Month Treasury Bond ETF
SOLEShares4.47K
TypeSH
Market value$450.0K
0.29%
Sole
0.00
Shared
0.00
None
0.00
SPDR Bloomberg Convertible Securities ETF
SOLEShares6.13K
TypeSH
Market value$415.4K
0.27%
Sole
0.00
Shared
0.00
None
0.00
iShares Floating Rate Bond ETF
SOLEShares8.05K
TypeSH
Market value$409.7K
0.27%
Sole
0.00
Shared
0.00
None
0.00
SPDR Portfolio High Yield Bond ETF
SOLEShares17.83K
TypeSH
Market value$399.7K
0.26%
Sole
0.00
Shared
0.00
None
0.00
Invesco CEF Income Composite ETF
SOLEShares23.25K
TypeSH
Market value$397.6K
0.26%
Sole
0.00
Shared
0.00
None
0.00
iShares Agency Bond ETF
SOLEShares3.67K
TypeSH
Market value$387.8K
0.25%
Sole
0.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Xtrackers USD High Yield Corporate Bond ETFSOLE | ETF | 1.74M | SH | $59.18M 38.30% | 0.00 | 0.00 | 0.00 |
SPDR Bloomberg High Yield Bond ETFSOLE | ETF | 652.97K | SH | $59.04M 38.21% | 0.00 | 0.00 | 0.00 |
SPDR Bloomberg Short Term High Yield Bond ETFSOLE | ETF | 510.71K | SH | $12.50M 8.09% | 0.00 | 0.00 | 0.00 |
Vanguard Total Bond Market ETFSOLE | ETF | 76.88K | SH | $5.37M 3.47% | 0.00 | 0.00 | 0.00 |
iShares iBoxx High Yield Corporate Bond ETFSOLE | ETF | 31.93K | SH | $2.35M 1.52% | 0.00 | 0.00 | 0.00 |
Vanguard Dividend Appreciation Index Fund ETFSOLE | ETF | 10.75K | SH | $1.68M 1.09% | 0.00 | 0.00 | 0.00 |
Vanguard Intermediate-Term Corporate Bond ETFSOLE | ETF | 11.69K | SH | $888.1K 0.57% | 0.00 | 0.00 | 0.00 |
iShares National Muni Bond ETFSOLE | ETF | 8.49K | SH | $870.3K 0.56% | 0.00 | 0.00 | 0.00 |
JPMorgan Nasdaq Equity Premium Income ETFSOLE | ETF | 15.37K | SH | $721.1K 0.47% | 0.00 | 0.00 | 0.00 |
Janus Henderson AAA CLO ETFSOLE | ETF | 13.71K | SH | $689.9K 0.45% | 0.00 | 0.00 | 0.00 |
iShares Broad USD High Yield Corporate Bond ETFSOLE | ETF | 19.64K | SH | $681.8K 0.44% | 0.00 | 0.00 | 0.00 |
JPMorgan Equity Premium Income ETFSOLE | ETF | 12.10K | SH | $647.9K 0.42% | 0.00 | 0.00 | 0.00 |
iShares US Treasury Bond ETFSOLE | ETF | 28.66K | SH | $631.7K 0.41% | 0.00 | 0.00 | 0.00 |
iShares MSCI Emerging Markets ETFSOLE | ETF | 16.30K | SH | $617.9K 0.40% | 0.00 | 0.00 | 0.00 |
Alerian MLP ETFSOLE | ETF | 13.91K | SH | $587.2K 0.38% | 0.00 | 0.00 | 0.00 |
Invesco Variable Rate Preferred ETFSOLE | ETF | 24.46K | SH | $547.1K 0.35% | 0.00 | 0.00 | 0.00 |
Vanguard Small Cap Value Index Fund ETFSOLE | ETF | 3.42K | SH | $546.7K 0.35% | 0.00 | 0.00 | 0.00 |
iShares Treasury Floating Rate Bond ETFSOLE | ETF | 10.72K | SH | $543.8K 0.35% | 0.00 | 0.00 | 0.00 |
SPDR Blackstone Senior Loan ETFSOLE | ETF | 12.73K | SH | $533.8K 0.35% | 0.00 | 0.00 | 0.00 |
iShares 0-3 Month Treasury Bond ETFSOLE | ETF | 4.47K | SH | $450.0K 0.29% | 0.00 | 0.00 | 0.00 |
SPDR Bloomberg Convertible Securities ETFSOLE | ETF | 6.13K | SH | $415.4K 0.27% | 0.00 | 0.00 | 0.00 |
iShares Floating Rate Bond ETFSOLE | ETF | 8.05K | SH | $409.7K 0.27% | 0.00 | 0.00 | 0.00 |
SPDR Portfolio High Yield Bond ETFSOLE | ETF | 17.83K | SH | $399.7K 0.26% | 0.00 | 0.00 | 0.00 |
Invesco CEF Income Composite ETFSOLE | ETF | 23.25K | SH | $397.6K 0.26% | 0.00 | 0.00 | 0.00 |
iShares Agency Bond ETFSOLE | ETF | 3.67K | SH | $387.8K 0.25% | 0.00 | 0.00 | 0.00 |
Page 1 of 2