Filed: 7/10/2023ACC: 0001580642-23-003577
📋 What this filing means
BTS ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 41 equity positions with a total reported market value of $197.92M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
41
Positions
$197.92M
Total AUM (reported)
3.70M
Total Shares
Allocation by class
ETF$197.92M100.0%
Portfolio Concentration
Top 3$140.70M71.1%
4–10$40.70M20.6%
11–25$11.00M5.6%
Rest$5.52M2.8%
Top 3 weight
71.1%
Top 10 weight
91.7%
Voting Authority Distribution
Total shares with voting rights: 0.00
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole41
Shared0
Other0
Dominant voting typeNone · 0.0% of voting shares
Institutional Holdings41
Rows:
Xtrackers USD High Yield Corporate Bond ETF
SOLEShares1.91M
TypeSH
Market value$65.99M
33.34%
Sole
0.00
Shared
0.00
None
0.00
SPDR Bloomberg High Yield Bond ETF
SOLEShares704.87K
TypeSH
Market value$64.87M
32.78%
Sole
0.00
Shared
0.00
None
0.00
Vanguard Total Bond Market ETF
SOLEShares135.40K
TypeSH
Market value$9.84M
4.97%
Sole
0.00
Shared
0.00
None
0.00
SPDR Bloomberg Convertible Securities ETF
SOLEShares125.95K
TypeSH
Market value$8.81M
4.45%
Sole
0.00
Shared
0.00
None
0.00
iShares MSCI USA Min Vol Factor ETF
SOLEShares112.94K
TypeSH
Market value$8.39M
4.24%
Sole
0.00
Shared
0.00
None
0.00
VanEck High Yield Muni ETF
SOLEShares163.41K
TypeSH
Market value$8.39M
4.24%
Sole
0.00
Shared
0.00
None
0.00
Invesco S&P 500 Low Volatility ETF
SOLEShares90.94K
TypeSH
Market value$5.71M
2.89%
Sole
0.00
Shared
0.00
None
0.00
Vanguard Dividend Appreciation Index Fund ETF
SOLEShares22.56K
TypeSH
Market value$3.67M
1.85%
Sole
0.00
Shared
0.00
None
0.00
Invesco S&P 500 High Dividend Low Volatility ETF
SOLEShares50K
TypeSH
Market value$3.14M
1.59%
Sole
0.00
Shared
0.00
None
0.00
iShares iBoxx High Yield Corporate Bond ETF
SOLEShares34.52K
TypeSH
Market value$2.59M
1.31%
Sole
0.00
Shared
0.00
None
0.00
iShares MSCI Emerging Markets ETF
SOLEShares32.04K
TypeSH
Market value$1.27M
0.64%
Sole
0.00
Shared
0.00
None
0.00
Vanguard Small Cap Value Index Fund ETF
SOLEShares6.53K
TypeSH
Market value$1.08M
0.55%
Sole
0.00
Shared
0.00
None
0.00
iShares National Muni Bond ETF
SOLEShares8.73K
TypeSH
Market value$931.5K
0.47%
Sole
0.00
Shared
0.00
None
0.00
Vanguard Intermediate-Term Corporate Bond ETF
SOLEShares11.37K
TypeSH
Market value$898.2K
0.45%
Sole
0.00
Shared
0.00
None
0.00
JPMorgan Nasdaq Equity Premium Income ETF
SOLEShares15.37K
TypeSH
Market value$743.5K
0.38%
Sole
0.00
Shared
0.00
None
0.00
Vanguard Financials Index Fund ETF
SOLEShares8.66K
TypeSH
Market value$703.3K
0.36%
Sole
0.00
Shared
0.00
None
0.00
JPMorgan Equity Premium Income ETF
SOLEShares12.57K
TypeSH
Market value$695.5K
0.35%
Sole
0.00
Shared
0.00
None
0.00
iShares Broad USD High Yield Corporate Bond ETF
SOLEShares19.64K
TypeSH
Market value$693.4K
0.35%
Sole
0.00
Shared
0.00
None
0.00
Janus Henderson AAA CLO ETF
SOLEShares13.71K
TypeSH
Market value$683.5K
0.35%
Sole
0.00
Shared
0.00
None
0.00
iShares US Treasury Bond ETF
SOLEShares28.66K
TypeSH
Market value$656.4K
0.33%
Sole
0.00
Shared
0.00
None
0.00
SPDR Blackstone Senior Loan ETF
SOLEShares13.10K
TypeSH
Market value$548.7K
0.28%
Sole
0.00
Shared
0.00
None
0.00
Alerian MLP ETF
SOLEShares13.92K
TypeSH
Market value$545.7K
0.28%
Sole
0.00
Shared
0.00
None
0.00
Invesco Variable Rate Preferred ETF
SOLEShares24.46K
TypeSH
Market value$544.3K
0.28%
Sole
0.00
Shared
0.00
None
0.00
iShares Treasury Floating Rate Bond ETF
SOLEShares10.41K
TypeSH
Market value$527.7K
0.27%
Sole
0.00
Shared
0.00
None
0.00
iShares US Industrial ETF
SOLEShares4.50K
TypeSH
Market value$476.6K
0.24%
Sole
0.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Xtrackers USD High Yield Corporate Bond ETFSOLE | ETF | 1.91M | SH | $65.99M 33.34% | 0.00 | 0.00 | 0.00 |
SPDR Bloomberg High Yield Bond ETFSOLE | ETF | 704.87K | SH | $64.87M 32.78% | 0.00 | 0.00 | 0.00 |
Vanguard Total Bond Market ETFSOLE | ETF | 135.40K | SH | $9.84M 4.97% | 0.00 | 0.00 | 0.00 |
SPDR Bloomberg Convertible Securities ETFSOLE | ETF | 125.95K | SH | $8.81M 4.45% | 0.00 | 0.00 | 0.00 |
iShares MSCI USA Min Vol Factor ETFSOLE | ETF | 112.94K | SH | $8.39M 4.24% | 0.00 | 0.00 | 0.00 |
VanEck High Yield Muni ETFSOLE | ETF | 163.41K | SH | $8.39M 4.24% | 0.00 | 0.00 | 0.00 |
Invesco S&P 500 Low Volatility ETFSOLE | ETF | 90.94K | SH | $5.71M 2.89% | 0.00 | 0.00 | 0.00 |
Vanguard Dividend Appreciation Index Fund ETFSOLE | ETF | 22.56K | SH | $3.67M 1.85% | 0.00 | 0.00 | 0.00 |
Invesco S&P 500 High Dividend Low Volatility ETFSOLE | ETF | 50K | SH | $3.14M 1.59% | 0.00 | 0.00 | 0.00 |
iShares iBoxx High Yield Corporate Bond ETFSOLE | ETF | 34.52K | SH | $2.59M 1.31% | 0.00 | 0.00 | 0.00 |
iShares MSCI Emerging Markets ETFSOLE | ETF | 32.04K | SH | $1.27M 0.64% | 0.00 | 0.00 | 0.00 |
Vanguard Small Cap Value Index Fund ETFSOLE | ETF | 6.53K | SH | $1.08M 0.55% | 0.00 | 0.00 | 0.00 |
iShares National Muni Bond ETFSOLE | ETF | 8.73K | SH | $931.5K 0.47% | 0.00 | 0.00 | 0.00 |
Vanguard Intermediate-Term Corporate Bond ETFSOLE | ETF | 11.37K | SH | $898.2K 0.45% | 0.00 | 0.00 | 0.00 |
JPMorgan Nasdaq Equity Premium Income ETFSOLE | ETF | 15.37K | SH | $743.5K 0.38% | 0.00 | 0.00 | 0.00 |
Vanguard Financials Index Fund ETFSOLE | ETF | 8.66K | SH | $703.3K 0.36% | 0.00 | 0.00 | 0.00 |
JPMorgan Equity Premium Income ETFSOLE | ETF | 12.57K | SH | $695.5K 0.35% | 0.00 | 0.00 | 0.00 |
iShares Broad USD High Yield Corporate Bond ETFSOLE | ETF | 19.64K | SH | $693.4K 0.35% | 0.00 | 0.00 | 0.00 |
Janus Henderson AAA CLO ETFSOLE | ETF | 13.71K | SH | $683.5K 0.35% | 0.00 | 0.00 | 0.00 |
iShares US Treasury Bond ETFSOLE | ETF | 28.66K | SH | $656.4K 0.33% | 0.00 | 0.00 | 0.00 |
SPDR Blackstone Senior Loan ETFSOLE | ETF | 13.10K | SH | $548.7K 0.28% | 0.00 | 0.00 | 0.00 |
Alerian MLP ETFSOLE | ETF | 13.92K | SH | $545.7K 0.28% | 0.00 | 0.00 | 0.00 |
Invesco Variable Rate Preferred ETFSOLE | ETF | 24.46K | SH | $544.3K 0.28% | 0.00 | 0.00 | 0.00 |
iShares Treasury Floating Rate Bond ETFSOLE | ETF | 10.41K | SH | $527.7K 0.27% | 0.00 | 0.00 | 0.00 |
iShares US Industrial ETFSOLE | ETF | 4.50K | SH | $476.6K 0.24% | 0.00 | 0.00 | 0.00 |
Page 1 of 2