Filed: 4/5/2023ACC: 0001580642-23-001944
📋 What this filing means
BTS ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 42 equity positions with a total reported market value of $174.80M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
42
Positions
$174.80M
Total AUM (reported)
1.96M
Total Shares
Allocation by class
ETF$174.80M100.0%
Portfolio Concentration
Top 3$149.58M85.6%
4–10$11.54M6.6%
11–25$8.49M4.9%
Rest$5.19M3.0%
Top 3 weight
85.6%
Top 10 weight
92.2%
Voting Authority Distribution
Total shares with voting rights: 0.00
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole42
Shared0
Other0
Dominant voting typeNone · 0.0% of voting shares
Institutional Holdings42
Rows:
iShares 3-7 Year Treasury Bond ETF
SOLEShares806.29K
TypeSH
Market value$94.84M
54.26%
Sole
0.00
Shared
0.00
None
0.00
iShares 1-3 Year Treasury Bond ETF
SOLEShares544.13K
TypeSH
Market value$44.71M
25.58%
Sole
0.00
Shared
0.00
None
0.00
Vanguard Total Bond Market ETF
SOLEShares135.85K
TypeSH
Market value$10.03M
5.74%
Sole
0.00
Shared
0.00
None
0.00
Vanguard Dividend Appreciation Index Fund ETF
SOLEShares20.23K
TypeSH
Market value$3.12M
1.78%
Sole
0.00
Shared
0.00
None
0.00
Vanguard Intermediate-Term Treasury ETF
SOLEShares50.62K
TypeSH
Market value$3.04M
1.74%
Sole
0.00
Shared
0.00
None
0.00
iShares MSCI Emerging Markets ETF
SOLEShares35.03K
TypeSH
Market value$1.38M
0.79%
Sole
0.00
Shared
0.00
None
0.00
Vanguard Small Cap Value Index Fund ETF
SOLEShares7.18K
TypeSH
Market value$1.14M
0.65%
Sole
0.00
Shared
0.00
None
0.00
SPDR Bloomberg 1-3 Month T-Bill ETF
SOLEShares11.28K
TypeSH
Market value$1.04M
0.59%
Sole
0.00
Shared
0.00
None
0.00
iShares Broad USD High Yield Corporate Bond ETF
SOLEShares27.04K
TypeSH
Market value$961.1K
0.55%
Sole
0.00
Shared
0.00
None
0.00
iShares National Muni Bond ETF
SOLEShares8.05K
TypeSH
Market value$867.6K
0.50%
Sole
0.00
Shared
0.00
None
0.00
Vanguard Intermediate-Term Corporate Bond ETF
SOLEShares10.32K
TypeSH
Market value$827.6K
0.47%
Sole
0.00
Shared
0.00
None
0.00
SPDR Portfolio High Yield Bond ETF
SOLEShares29.98K
TypeSH
Market value$688.8K
0.39%
Sole
0.00
Shared
0.00
None
0.00
Janus Henderson AAA CLO ETF
SOLEShares13.65K
TypeSH
Market value$675.8K
0.39%
Sole
0.00
Shared
0.00
None
0.00
Vanguard Financials Index Fund ETF
SOLEShares8.32K
TypeSH
Market value$648.2K
0.37%
Sole
0.00
Shared
0.00
None
0.00
JPMorgan Nasdaq Equity Premium Income ETF
SOLEShares13.04K
TypeSH
Market value$588.0K
0.34%
Sole
0.00
Shared
0.00
None
0.00
Alerian MLP ETF
SOLEShares14.25K
TypeSH
Market value$550.5K
0.31%
Sole
0.00
Shared
0.00
None
0.00
iShares MBS ETF
SOLEShares5.77K
TypeSH
Market value$546.7K
0.31%
Sole
0.00
Shared
0.00
None
0.00
SPDR Blackstone Senior Loan ETF
SOLEShares13.03K
TypeSH
Market value$540.1K
0.31%
Sole
0.00
Shared
0.00
None
0.00
iShares Treasury Floating Rate Bond ETF
SOLEShares10.66K
TypeSH
Market value$539.3K
0.31%
Sole
0.00
Shared
0.00
None
0.00
iShares International Select Dividend ETF
SOLEShares19.58K
TypeSH
Market value$538.1K
0.31%
Sole
0.00
Shared
0.00
None
0.00
JPMorgan Equity Premium Income ETF
SOLEShares9.43K
TypeSH
Market value$514.9K
0.29%
Sole
0.00
Shared
0.00
None
0.00
iShares 0-3 Month Treasury Bond ETF
SOLEShares4.90K
TypeSH
Market value$492.8K
0.28%
Sole
0.00
Shared
0.00
None
0.00
iShares US Industrial ETF
SOLEShares4.77K
TypeSH
Market value$477.5K
0.27%
Sole
0.00
Shared
0.00
None
0.00
Vanguard Health Care Index Fund ETF
SOLEShares1.88K
TypeSH
Market value$447.3K
0.26%
Sole
0.00
Shared
0.00
None
0.00
SPDR Bloomberg Convertible Securities ETF
SOLEShares6.23K
TypeSH
Market value$417.8K
0.24%
Sole
0.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
iShares 3-7 Year Treasury Bond ETFSOLE | ETF | 806.29K | SH | $94.84M 54.26% | 0.00 | 0.00 | 0.00 |
iShares 1-3 Year Treasury Bond ETFSOLE | ETF | 544.13K | SH | $44.71M 25.58% | 0.00 | 0.00 | 0.00 |
Vanguard Total Bond Market ETFSOLE | ETF | 135.85K | SH | $10.03M 5.74% | 0.00 | 0.00 | 0.00 |
Vanguard Dividend Appreciation Index Fund ETFSOLE | ETF | 20.23K | SH | $3.12M 1.78% | 0.00 | 0.00 | 0.00 |
Vanguard Intermediate-Term Treasury ETFSOLE | ETF | 50.62K | SH | $3.04M 1.74% | 0.00 | 0.00 | 0.00 |
iShares MSCI Emerging Markets ETFSOLE | ETF | 35.03K | SH | $1.38M 0.79% | 0.00 | 0.00 | 0.00 |
Vanguard Small Cap Value Index Fund ETFSOLE | ETF | 7.18K | SH | $1.14M 0.65% | 0.00 | 0.00 | 0.00 |
SPDR Bloomberg 1-3 Month T-Bill ETFSOLE | ETF | 11.28K | SH | $1.04M 0.59% | 0.00 | 0.00 | 0.00 |
iShares Broad USD High Yield Corporate Bond ETFSOLE | ETF | 27.04K | SH | $961.1K 0.55% | 0.00 | 0.00 | 0.00 |
iShares National Muni Bond ETFSOLE | ETF | 8.05K | SH | $867.6K 0.50% | 0.00 | 0.00 | 0.00 |
Vanguard Intermediate-Term Corporate Bond ETFSOLE | ETF | 10.32K | SH | $827.6K 0.47% | 0.00 | 0.00 | 0.00 |
SPDR Portfolio High Yield Bond ETFSOLE | ETF | 29.98K | SH | $688.8K 0.39% | 0.00 | 0.00 | 0.00 |
Janus Henderson AAA CLO ETFSOLE | ETF | 13.65K | SH | $675.8K 0.39% | 0.00 | 0.00 | 0.00 |
Vanguard Financials Index Fund ETFSOLE | ETF | 8.32K | SH | $648.2K 0.37% | 0.00 | 0.00 | 0.00 |
JPMorgan Nasdaq Equity Premium Income ETFSOLE | ETF | 13.04K | SH | $588.0K 0.34% | 0.00 | 0.00 | 0.00 |
Alerian MLP ETFSOLE | ETF | 14.25K | SH | $550.5K 0.31% | 0.00 | 0.00 | 0.00 |
iShares MBS ETFSOLE | ETF | 5.77K | SH | $546.7K 0.31% | 0.00 | 0.00 | 0.00 |
SPDR Blackstone Senior Loan ETFSOLE | ETF | 13.03K | SH | $540.1K 0.31% | 0.00 | 0.00 | 0.00 |
iShares Treasury Floating Rate Bond ETFSOLE | ETF | 10.66K | SH | $539.3K 0.31% | 0.00 | 0.00 | 0.00 |
iShares International Select Dividend ETFSOLE | ETF | 19.58K | SH | $538.1K 0.31% | 0.00 | 0.00 | 0.00 |
JPMorgan Equity Premium Income ETFSOLE | ETF | 9.43K | SH | $514.9K 0.29% | 0.00 | 0.00 | 0.00 |
iShares 0-3 Month Treasury Bond ETFSOLE | ETF | 4.90K | SH | $492.8K 0.28% | 0.00 | 0.00 | 0.00 |
iShares US Industrial ETFSOLE | ETF | 4.77K | SH | $477.5K 0.27% | 0.00 | 0.00 | 0.00 |
Vanguard Health Care Index Fund ETFSOLE | ETF | 1.88K | SH | $447.3K 0.26% | 0.00 | 0.00 | 0.00 |
SPDR Bloomberg Convertible Securities ETFSOLE | ETF | 6.23K | SH | $417.8K 0.24% | 0.00 | 0.00 | 0.00 |
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