Filed: 2/2/2023ACC: 0001580642-23-000658
📋 What this filing means
BTS ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 41 equity positions with a total reported market value of $228.14M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
41
Positions
$228.14M
Total AUM (reported)
4.50M
Total Shares
Allocation by class
ETF$228.14M100.0%
Portfolio Concentration
Top 3$159.45M69.9%
4–10$53.34M23.4%
11–25$9.70M4.3%
Rest$5.65M2.5%
Top 3 weight
69.9%
Top 10 weight
93.3%
Voting Authority Distribution
Total shares with voting rights: 0.00
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole41
Shared0
Other0
Dominant voting typeNone · 0.0% of voting shares
Institutional Holdings41
Rows:
SPDR Bloomberg High Yield Bond ETF
SOLEShares701.73K
TypeSH
Market value$63.41M
27.79%
Sole
0.00
Shared
0.00
None
0.00
Xtrackers USD High Yield Corporate Bond ETF
SOLEShares1.59M
TypeSH
Market value$53.61M
23.50%
Sole
0.00
Shared
0.00
None
0.00
iShares iBoxx High Yield Corporate Bond ETF
SOLEShares611.17K
TypeSH
Market value$42.43M
18.60%
Sole
0.00
Shared
0.00
None
0.00
Invesco S&P 500 Low Volatility ETF
SOLEShares317.76K
TypeSH
Market value$20.88M
9.15%
Sole
0.00
Shared
0.00
None
0.00
SPDR Bloomberg Short Term High Yield Bond ETF
SOLEShares821.93K
TypeSH
Market value$20.00M
8.77%
Sole
0.00
Shared
0.00
None
0.00
SPDR Dow Jones Indl Average ETF
SOLEShares10.90K
TypeSH
Market value$3.62M
1.59%
Sole
0.00
Shared
0.00
None
0.00
Vanguard Total Bond Market ETF
SOLEShares43.04K
TypeSH
Market value$3.27M
1.43%
Sole
0.00
Shared
0.00
None
0.00
Vanguard Dividend Appreciation Index Fund ETF
SOLEShares20.95K
TypeSH
Market value$3.20M
1.40%
Sole
0.00
Shared
0.00
None
0.00
iShares MSCI Emerging Markets ETF
SOLEShares34.56K
TypeSH
Market value$1.33M
0.58%
Sole
0.00
Shared
0.00
None
0.00
Vanguard Small Cap Value Index Fund ETF
SOLEShares6.58K
TypeSH
Market value$1.05M
0.46%
Sole
0.00
Shared
0.00
None
0.00
Vanguard Intermediate-Term Corporate Bond ETF
SOLEShares10.32K
TypeSH
Market value$962.0K
0.42%
Sole
0.00
Shared
0.00
None
0.00
iShares Broad USD High Yield Corporate Bond ETF
SOLEShares27.30K
TypeSH
Market value$955.9K
0.42%
Sole
0.00
Shared
0.00
None
0.00
iShares National Muni Bond ETF
SOLEShares7.61K
TypeSH
Market value$839.0K
0.37%
Sole
0.00
Shared
0.00
None
0.00
Vanguard Financials Index Fund ETF
SOLEShares8.69K
TypeSH
Market value$721.4K
0.32%
Sole
0.00
Shared
0.00
None
0.00
SPDR Portfolio High Yield Bond ETF
SOLEShares29.98K
TypeSH
Market value$679.1K
0.30%
Sole
0.00
Shared
0.00
None
0.00
Janus Henderson AAA CLO ETF
SOLEShares13.65K
TypeSH
Market value$669.7K
0.29%
Sole
0.00
Shared
0.00
None
0.00
iShares MBS ETF
SOLEShares5.77K
TypeSH
Market value$616.6K
0.27%
Sole
0.00
Shared
0.00
None
0.00
JPMorgan Nasdaq Equity Premium Income ETF
SOLEShares13.04K
TypeSH
Market value$559.4K
0.25%
Sole
0.00
Shared
0.00
None
0.00
SPDR Blackstone Senior Loan ET
SOLEShares13.03K
TypeSH
Market value$557.8K
0.24%
Sole
0.00
Shared
0.00
None
0.00
JPMorgan Equity Premium Income ETF
SOLEShares9.70K
TypeSH
Market value$544.6K
0.24%
Sole
0.00
Shared
0.00
None
0.00
iShares Treasury Floating Rate Bond ETF
SOLEShares10.66K
TypeSH
Market value$537.5K
0.24%
Sole
0.00
Shared
0.00
None
0.00
iShares International Select Dividend ETF
SOLEShares19.58K
TypeSH
Market value$531.6K
0.23%
Sole
0.00
Shared
0.00
None
0.00
iShares Residential and Multisector Real Estate ETF
SOLEShares6.91K
TypeSH
Market value$524.4K
0.23%
Sole
0.00
Shared
0.00
None
0.00
Alerian MLP ETF
SOLEShares14.25K
TypeSH
Market value$508.2K
0.22%
Sole
0.00
Shared
0.00
None
0.00
iShares US Industrial ETF
SOLEShares5.12K
TypeSH
Market value$495.4K
0.22%
Sole
0.00
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR Bloomberg High Yield Bond ETFSOLE | ETF | 701.73K | SH | $63.41M 27.79% | 0.00 | 0.00 | 0.00 |
Xtrackers USD High Yield Corporate Bond ETFSOLE | ETF | 1.59M | SH | $53.61M 23.50% | 0.00 | 0.00 | 0.00 |
iShares iBoxx High Yield Corporate Bond ETFSOLE | ETF | 611.17K | SH | $42.43M 18.60% | 0.00 | 0.00 | 0.00 |
Invesco S&P 500 Low Volatility ETFSOLE | ETF | 317.76K | SH | $20.88M 9.15% | 0.00 | 0.00 | 0.00 |
SPDR Bloomberg Short Term High Yield Bond ETFSOLE | ETF | 821.93K | SH | $20.00M 8.77% | 0.00 | 0.00 | 0.00 |
SPDR Dow Jones Indl Average ETFSOLE | ETF | 10.90K | SH | $3.62M 1.59% | 0.00 | 0.00 | 0.00 |
Vanguard Total Bond Market ETFSOLE | ETF | 43.04K | SH | $3.27M 1.43% | 0.00 | 0.00 | 0.00 |
Vanguard Dividend Appreciation Index Fund ETFSOLE | ETF | 20.95K | SH | $3.20M 1.40% | 0.00 | 0.00 | 0.00 |
iShares MSCI Emerging Markets ETFSOLE | ETF | 34.56K | SH | $1.33M 0.58% | 0.00 | 0.00 | 0.00 |
Vanguard Small Cap Value Index Fund ETFSOLE | ETF | 6.58K | SH | $1.05M 0.46% | 0.00 | 0.00 | 0.00 |
Vanguard Intermediate-Term Corporate Bond ETFSOLE | ETF | 10.32K | SH | $962.0K 0.42% | 0.00 | 0.00 | 0.00 |
iShares Broad USD High Yield Corporate Bond ETFSOLE | ETF | 27.30K | SH | $955.9K 0.42% | 0.00 | 0.00 | 0.00 |
iShares National Muni Bond ETFSOLE | ETF | 7.61K | SH | $839.0K 0.37% | 0.00 | 0.00 | 0.00 |
Vanguard Financials Index Fund ETFSOLE | ETF | 8.69K | SH | $721.4K 0.32% | 0.00 | 0.00 | 0.00 |
SPDR Portfolio High Yield Bond ETFSOLE | ETF | 29.98K | SH | $679.1K 0.30% | 0.00 | 0.00 | 0.00 |
Janus Henderson AAA CLO ETFSOLE | ETF | 13.65K | SH | $669.7K 0.29% | 0.00 | 0.00 | 0.00 |
iShares MBS ETFSOLE | ETF | 5.77K | SH | $616.6K 0.27% | 0.00 | 0.00 | 0.00 |
JPMorgan Nasdaq Equity Premium Income ETFSOLE | ETF | 13.04K | SH | $559.4K 0.25% | 0.00 | 0.00 | 0.00 |
SPDR Blackstone Senior Loan ETSOLE | ETF | 13.03K | SH | $557.8K 0.24% | 0.00 | 0.00 | 0.00 |
JPMorgan Equity Premium Income ETFSOLE | ETF | 9.70K | SH | $544.6K 0.24% | 0.00 | 0.00 | 0.00 |
iShares Treasury Floating Rate Bond ETFSOLE | ETF | 10.66K | SH | $537.5K 0.24% | 0.00 | 0.00 | 0.00 |
iShares International Select Dividend ETFSOLE | ETF | 19.58K | SH | $531.6K 0.23% | 0.00 | 0.00 | 0.00 |
iShares Residential and Multisector Real Estate ETFSOLE | ETF | 6.91K | SH | $524.4K 0.23% | 0.00 | 0.00 | 0.00 |
Alerian MLP ETFSOLE | ETF | 14.25K | SH | $508.2K 0.22% | 0.00 | 0.00 | 0.00 |
iShares US Industrial ETFSOLE | ETF | 5.12K | SH | $495.4K 0.22% | 0.00 | 0.00 | 0.00 |
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