BRUSS WILLIAM F (COO / General Counsel) sold 48.2% of their position (24.33K shares) of WATERSTONE FINANCIAL, INC. on the open market

Open‑market sale worth $487.5K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 15 sales

BRUSS WILLIAM F

Filed: 6/7/2021ACC: 0001567619-21-011746

InsiderBRUSS WILLIAM FCIK 1374571

→

IssuerWATERSTONE FINANCIAL, INC.CIK 1569994

Officer· COO / General Counsel

Since Aug 2018

-24.33K

Net shares

Net seller

$487.5K

Total sold

Open market trades

0B · 15S

Total transactions

24.33K acquired · 48.66K disposed

Non-Derivative Transactions16

Common Stock

Direct

M · Option Exercise

+24.33K

Price / share

$12.75

Trade value

$310.22K

% of position

93.1%

6/3/2021

26.13K→50.46K

Common Stock

Direct

S · Sale

−9.34K

Price / share

$20.00

Trade value

$186.88K

% of position

18.5%

6/3/2021

50.46K→41.11K

Common Stock

Direct

S · Sale

−2.15K

Price / share

$20.01

Trade value

$42.96K

% of position

5.2%

6/3/2021

41.11K→38.97K

Commons Stock

Direct

S · Sale

−100.00

Price / share

$20.03

Trade value

$2K

% of position

0.3%

6/3/2021

38.97K→38.87K

Common Stock

Direct

S · Sale

−400.00

Price / share

$20.04

Trade value

$8.01K

% of position

1.0%

6/3/2021

38.87K→38.47K

Common Stock

Direct

S · Sale

−125.00

Price / share

$20.04

Trade value

$2.50K

% of position

0.3%

6/3/2021

38.47K→38.34K

Common Stock

Direct

S · Sale

−100.00

Price / share

$20.05

Trade value

$2K

% of position

0.3%

6/3/2021

38.34K→38.24K

Common Stock

Direct

S · Sale

−597.00

Price / share

$20.05

Trade value

$11.97K

% of position

1.6%

6/3/2021

38.24K→37.64K

Common Stock

Direct

S · Sale

−8.37K

Price / share

$20.06

Trade value

$167.90K

% of position

22.2%

6/3/2021

37.64K→29.27K

Common Stock

Direct

S · Sale

−300.00

Price / share

$20.07

Trade value

$6.02K

% of position

1.0%

6/3/2021

29.27K→28.97K

Common Stock

Direct

S · Sale

−1.34K

Price / share

$20.07

Trade value

$26.87K

% of position

4.6%

6/3/2021

28.97K→27.64K

Common Stock

Direct

S · Sale

−200.00

Price / share

$20.07

Trade value

$4.01K

% of position

0.7%

6/3/2021

27.64K→27.43K

Common Stock

Direct

S · Sale

−609.00

Price / share

$20.08

Trade value

$12.23K

% of position

2.2%

6/3/2021

27.43K→26.83K

Common Stock

Direct

S · Sale

−100.00

Price / share

$20.13

Trade value

$2.01K

% of position

0.4%

6/3/2021

26.83K→26.73K

Common Stock

Direct

S · Sale

−500.00

Price / share

$20.18

Trade value

$10.09K

% of position

1.9%

6/3/2021

26.73K→26.23K

Common Stock

Direct

S · Sale

−100.00

Price / share

$20.20

Trade value

$2.02K

% of position

0.4%

6/3/2021

26.23K→26.13K

Total

Net shares

+0.00

Net value

-$177.28K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	6/3/2021	M · Option Exercise	+24.33K	$12.75	$310.22K	93.1%	26.13K	50.46K
Common Stock Direct	6/3/2021	S · Sale	−9.34K	$20.00	$186.88K	18.5%	50.46K	41.11K
Common Stock Direct	6/3/2021	S · Sale	−2.15K	$20.01	$42.96K	5.2%	41.11K	38.97K
Commons Stock Direct	6/3/2021	S · Sale	−100.00	$20.03	$2K	0.3%	38.97K	38.87K
Common Stock Direct	6/3/2021	S · Sale	−400.00	$20.04	$8.01K	1.0%	38.87K	38.47K
Common Stock Direct	6/3/2021	S · Sale	−125.00	$20.04	$2.50K	0.3%	38.47K	38.34K
Common Stock Direct	6/3/2021	S · Sale	−100.00	$20.05	$2K	0.3%	38.34K	38.24K
Common Stock Direct	6/3/2021	S · Sale	−597.00	$20.05	$11.97K	1.6%	38.24K	37.64K
Common Stock Direct	6/3/2021	S · Sale	−8.37K	$20.06	$167.90K	22.2%	37.64K	29.27K
Common Stock Direct	6/3/2021	S · Sale	−300.00	$20.07	$6.02K	1.0%	29.27K	28.97K
Common Stock Direct	6/3/2021	S · Sale	−1.34K	$20.07	$26.87K	4.6%	28.97K	27.64K
Common Stock Direct	6/3/2021	S · Sale	−200.00	$20.07	$4.01K	0.7%	27.64K	27.43K
Common Stock Direct	6/3/2021	S · Sale	−609.00	$20.08	$12.23K	2.2%	27.43K	26.83K
Common Stock Direct	6/3/2021	S · Sale	−100.00	$20.13	$2.01K	0.4%	26.83K	26.73K
Common Stock Direct	6/3/2021	S · Sale	−500.00	$20.18	$10.09K	1.9%	26.73K	26.23K
Common Stock Direct	6/3/2021	S · Sale	−100.00	$20.20	$2.02K	0.4%	26.23K	26.13K
Total			+0.00		-$177.28K

Derivative Transactions1

Stock Options

Direct

M · Option Exercise

Converts to

Common Stock

24.33K shares

−24.33K

Strike price

12.75

Held after

0.00

Exercisable

—

6/3/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Options Direct	Common Stock24.33K shares	6/3/2021	M · Option Exercise	−24.33K	12.75	—	0.00

Non-Derivative Holdings (Post-Transaction)3

Common Stock

Indirect

Shares owned47.17K

Common Stock

Indirect

Shares owned21.00

Common Stock

Indirect

Shares owned14.40K

Total

61.59K indirect61.59K

Security Title	Shares Owned	Ownership Type
Common Stock	47.17K	Indirect
Common Stock	21.00	Indirect
Common Stock	14.40K	Indirect
Total	61.59K	61.59K indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported