BRUCE JOSEPHINE enters RAIN ONCOLOGY INC. with 4.59K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 6/9/2023ACC: 0001104659-23-069895
Officer· Principal Fin. & Acc. Officer
Since Jun 2023
4.59K
Baseline shares
100% direct
4.59K
Direct ownership
1 position
17.80K
Derivative underlying
4 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned4.59K
Total
4.59K direct4.59K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 4.59K | Direct |
| Total | 4.59K | 4.59K direct |
Derivative Holdings4
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
5K
Shares owned
N/A
Exercise price
12.01
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
9.72K
Shares owned
N/A
Exercise price
5.15
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
2.45K
Shares owned
N/A
Exercise price
9.59
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
625.00
Shares owned
N/A
Exercise price
6.25
Expiration
—
Exercise window
—
Total
Underlying
17.80K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock | 12.01 | — | — | 5K | N/A |
| Stock Option (Right to Buy) Direct | Common Stock | 5.15 | — | — | 9.72K | N/A |
| Stock Option (Right to Buy) Direct | Common Stock | 9.59 | — | — | 2.45K | N/A |
| Stock Option (Right to Buy) Direct | Common Stock | 6.25 | — | — | 625.00 | N/A |
| Total | 17.80K | 0.00 | ||||