BROYHILL MARKHAM HUNT exercised options at LOGAN RIDGE FINANCE CORP.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 6/5/2018ACC: 0001144204-18-032768
Director
Since Jun 2018
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
21.35K acquired · 21.35K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+21.35K
Price / share
—
Trade value
—
% of position
21.9%
6/1/2018
97.55K→118.89K
Total
Net shares
+21.35K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/1/2018 | M · Option Exercise | +21.35K | — | — | 21.9% | 97.55K | 118.89K |
| Total | +21.35K | $0.00 | ||||||
Derivative Transactions1
Awards
Direct
Converts to
Common Stock, par value $0.01 per share
21.35K shares
Shares
−21.35K
Strike price
Held after
0.00
Exercisable
—
6/1/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Awards Direct | Common Stock, par value $0.01 per share21.35K shares | 6/1/2018 | M · Option Exercise | −21.35K | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)9
Common Stock
IndirectShares owned78.45K
Common Stock
IndirectShares owned6.99K
Common Stock
IndirectShares owned19.58K
Common Stock
IndirectShares owned134.86K
Common Stock
IndirectShares owned37.76K
Common Stock
IndirectShares owned300.00
Common Stock
IndirectShares owned1.32K
Common Stock
IndirectShares owned2K
Common Stock
IndirectShares owned1.60K
Total
282.87K indirect282.87K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 78.45K | Indirect |
| Common Stock | 6.99K | Indirect |
| Common Stock | 19.58K | Indirect |
| Common Stock | 134.86K | Indirect |
| Common Stock | 37.76K | Indirect |
| Common Stock | 300.00 | Indirect |
| Common Stock | 1.32K | Indirect |
| Common Stock | 2K | Indirect |
| Common Stock | 1.60K | Indirect |
| Total | 282.87K | 282.87K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported