BROWNE LORI M (Ex. VP and General Counsel) exercised options at FORTERRA, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

BROWNE LORI M

Filed: 3/15/2022ACC: 0001678463-22-000027

InsiderBROWNE LORI MCIK 1687488

→

IssuerFORTERRA, INC.CIK 1678463

Officer· Ex. VP and General Counsel

Since Mar 2019

-12.85K

Net shares

Net seller

$302.8K

Total sold

Open market trades

0B · 0S

Total transactions

36.51K acquired · 49.36K disposed

Non-Derivative Transactions6

Common Stock

Direct

M · Option Exercise

+8.29K

Price / share

—

Trade value

—

% of position

9.6%

2/22/2022

85.95K→94.24K

Common Stock

Direct

F · Tax Withholding

−2.17K

Price / share

$23.64

Trade value

$51.23K

% of position

2.3%

2/22/2022

94.24K→92.07K

Common Stock

Direct

M · Option Exercise

+8.19K

Price / share

—

Trade value

—

% of position

8.9%

3/13/2022

92.07K→100.26K

Common Stock

Direct

F · Tax Withholding

−2.79K

Price / share

$23.58

Trade value

$65.86K

% of position

2.8%

3/13/2022

100.26K→97.46K

Common Stock

Direct

M · Option Exercise

+20.04K

Price / share

—

Trade value

—

% of position

20.6%

3/14/2022

97.46K→117.50K

Common Stock

Direct

F · Tax Withholding

−7.89K

Price / share

$23.55

Trade value

$185.72K

% of position

6.7%

3/14/2022

117.50K→109.62K

Total

Net shares

+23.67K

Net value

-$302.80K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/22/2022	M · Option Exercise	+8.29K	—	—	9.6%	85.95K	94.24K
Common Stock Direct	2/22/2022	F · Tax Withholding	−2.17K	$23.64	$51.23K	2.3%	94.24K	92.07K
Common Stock Direct	3/13/2022	M · Option Exercise	+8.19K	—	—	8.9%	92.07K	100.26K
Common Stock Direct	3/13/2022	F · Tax Withholding	−2.79K	$23.58	$65.86K	2.8%	100.26K	97.46K
Common Stock Direct	3/14/2022	M · Option Exercise	+20.04K	—	—	20.6%	97.46K	117.50K
Common Stock Direct	3/14/2022	F · Tax Withholding	−7.89K	$23.55	$185.72K	6.7%	117.50K	109.62K
Total			+23.67K		-$302.80K

Derivative Transactions3

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

8.29K shares

−8.29K

Strike price

Held after

16.58K

Exercisable

—

2/22/2022

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

8.19K shares

−8.19K

Strike price

Held after

8.19K

Exercisable

—

3/13/2022

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

20.04K shares

−20.04K

Strike price

Held after

0.00

Exercisable

—

3/14/2022

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Unit Direct	Common Stock8.29K shares	2/22/2022	M · Option Exercise	−8.29K	—	16.58K
Restricted Stock Unit Direct	Common Stock8.19K shares	3/13/2022	M · Option Exercise	−8.19K	—	8.19K
Restricted Stock Unit Direct	Common Stock20.04K shares	3/14/2022	M · Option Exercise	−20.04K	—	0.00