BROWN NICHOLAS PETER (Chief Risk Officer) received a stock award from ON DECK CAPITAL, INC.
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 2 awards
Filed: 10/15/2020ACC: 0000899243-20-028442
Officer· Chief Risk Officer
Since Feb 2019
-545.56K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
6
Total transactions
43.91K acquired · 589.47K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+36.65K
Price / share
—
Trade value
—
% of position
15.9%
10/13/2020
230.46K→267.11K
Common Stock
Direct
Shares
−12.55K
Price / share
—
Trade value
—
% of position
4.7%
10/13/2020
267.11K→254.56K
Common Stock
Direct
Shares
+7.26K
Price / share
—
Trade value
—
% of position
2.9%
10/13/2020
254.56K→261.82K
Common Stock
Direct
Shares
−261.82K
Price / share
—
Trade value
—
% of position
New position
10/13/2020
261.82K→0.00
Total
Net shares
−230.46K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 10/13/2020 | A · Award | +36.65K | — | — | 15.9% | 230.46K | 267.11K |
| Common Stock Direct | 10/13/2020 | F · Tax Withholding | −12.55K | — | — | 4.7% | 267.11K | 254.56K |
| Common Stock Direct | 10/13/2020 | A · Award | +7.26K | — | — | 2.9% | 254.56K | 261.82K |
| Common Stock Direct | 10/13/2020 | D · Disposition | −261.82K | — | — | New position | 261.82K | 0.00 |
| Total | −230.46K | $0.00 | ||||||
Derivative Transactions2
Stock Option (right to buy)
Direct
Converts to
Common Stock
97.15K shares
Shares
−97.15K
Strike price
5.19
Held after
0.00
Exercisable
—
10/13/2020
Stock Option (right to buy)
Direct
Converts to
Common Stock
217.95K shares
Shares
−217.95K
Strike price
4.26
Held after
0.00
Exercisable
—
10/13/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock97.15K shares | 10/13/2020 | D · Disposition | −97.15K | 5.19 | — | 0.00 |
| Stock Option (right to buy) Direct | Common Stock217.95K shares | 10/13/2020 | D · Disposition | −217.95K | 4.26 | — | 0.00 |