BROWN MARC (SVP, Chief HR Officer) exercised options at ZOVIO INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 4/1/2020ACC: 0001567619-20-007319
Officer· SVP, Chief HR Officer
Since Aug 2018
-6.22K
Net shares
Net seller
$9.3K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
15.21K acquired · 21.43K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+15.21K
Price / share
—
Trade value
—
% of position
74.7%
3/30/2020
20.36K→35.57K
Common Stock
Direct
Shares
−6.22K
Price / share
$1.50
Trade value
$9.33K
% of position
17.5%
3/30/2020
35.57K→29.35K
Total
Net shares
+8.99K
Net value
-$9.33K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/30/2020 | M · Option Exercise | +15.21K | — | — | 74.7% | 20.36K | 35.57K |
| Common Stock Direct | 3/30/2020 | F · Tax Withholding | −6.22K | $1.50 | $9.33K | 17.5% | 35.57K | 29.35K |
| Total | +8.99K | -$9.33K | ||||||
Derivative Transactions4
Restricted Stock Unit
Direct
Converts to
Common Stock
1.87K shares
Shares
−1.87K
Strike price
Held after
0.00
Exercisable
—
3/30/2020
Restricted Stock Unit
Direct
Converts to
Common Stock
1.90K shares
Shares
−1.90K
Strike price
Held after
1.90K
Exercisable
—
3/30/2020
Restricted Stock Unit
Direct
Converts to
Common Stock
4.65K shares
Shares
−4.65K
Strike price
Held after
9.29K
Exercisable
—
3/30/2020
Restricted Stock Unit
Direct
Converts to
Common Stock
6.79K shares
Shares
−6.79K
Strike price
Held after
20.38K
Exercisable
—
3/30/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock1.87K shares | 3/30/2020 | M · Option Exercise | −1.87K | — | 0.00 | |
| Restricted Stock Unit Direct | Common Stock1.90K shares | 3/30/2020 | M · Option Exercise | −1.90K | — | 1.90K | |
| Restricted Stock Unit Direct | Common Stock4.65K shares | 3/30/2020 | M · Option Exercise | −4.65K | — | 9.29K | |
| Restricted Stock Unit Direct | Common Stock6.79K shares | 3/30/2020 | M · Option Exercise | −6.79K | — | 20.38K |