BROWN KATHLEEN exercised options at STIFEL FINANCIAL CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 6/15/2023ACC: 0001209191-23-037347
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
2.64K acquired · 2.64K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+2.64K
Price / share
—
Trade value
—
% of position
13.6%
6/13/2023
19.45K→22.09K
Total
Net shares
+2.64K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/13/2023 | M · Option Exercise | +2.64K | — | — | 13.6% | 19.45K | 22.09K |
| Total | +2.64K | $0.00 | ||||||
Derivative Transactions1
Phantom Stock Units
Direct
Converts to
Common Stock
2.64K shares
Shares
−2.64K
Strike price
0.00
Held after
0.00
Exercisable
—
6/13/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Stock Units Direct | Common Stock2.64K shares | 6/13/2023 | M · Option Exercise | −2.64K | 0.00 | — | 0.00 |