BROWN KATHLEEN exercised options at STIFEL FINANCIAL CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 1/11/2022ACC: 0001209191-22-002852
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
5.63K acquired · 5.63K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+5.63K
Price / share
—
Trade value
—
% of position
47.1%
1/7/2022
11.94K→17.56K
Total
Net shares
+5.63K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/7/2022 | M · Option Exercise | +5.63K | — | — | 47.1% | 11.94K | 17.56K |
| Total | +5.63K | $0.00 | ||||||
Derivative Transactions1
Phantom Stock Units
Direct
Converts to
Common Stock
5.63K shares
Shares
−5.63K
Strike price
0.00
Held after
1.39K
Exercisable
—
1/7/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Stock Units Direct | Common Stock5.63K shares | 1/7/2022 | M · Option Exercise | −5.63K | 0.00 | — | 1.39K |