BROWN KATHLEEN exercised options at STIFEL FINANCIAL CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 6/7/2021ACC: 0001209191-21-038599
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
3.14K acquired · 3.14K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+3.14K
Price / share
—
Trade value
—
% of position
36.1%
6/3/2021
8.70K→11.85K
Total
Net shares
+3.14K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/3/2021 | M · Option Exercise | +3.14K | — | — | 36.1% | 8.70K | 11.85K |
| Total | +3.14K | $0.00 | ||||||
Derivative Transactions1
Phantom Stock Units
Direct
Converts to
Common Stock
3.14K shares
Shares
−3.14K
Strike price
0.00
Held after
5.63K
Exercisable
—
6/3/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Stock Units Direct | Common Stock3.14K shares | 6/3/2021 | M · Option Exercise | −3.14K | 0.00 | — | 5.63K |