BROWN KATHLEEN exercised options at STIFEL FINANCIAL CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 6/9/2020ACC: 0001209191-20-035259
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
1.90K acquired · 1.90K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+1.90K
Price / share
—
Trade value
—
% of position
49.3%
6/5/2020
3.86K→5.76K
Total
Net shares
+1.90K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 6/5/2020 | M · Option Exercise | +1.90K | — | — | 49.3% | 3.86K | 5.76K |
| Total | +1.90K | $0.00 | ||||||
Derivative Transactions1
Phantom Stock Units
Direct
Converts to
Common Stock
1.90K shares
Shares
−1.90K
Strike price
0.00
Held after
5.85K
Exercisable
—
6/5/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Phantom Stock Units Direct | Common Stock1.90K shares | 6/5/2020 | M · Option Exercise | −1.90K | 0.00 | — | 5.85K |