BROWN JAMES BALLISTER

PrivateCIK: 1486835
Location

MEMPHIS, TN

BROWN JAMES BALLISTER (Chief Financial Officer) exercised options at STEIN MART INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise
InsiderBROWN JAMES BALLISTERCIK 1486835
IssuerSTEIN MART INCCIK 884940
Officer· Chief Financial Officer
Since Dec 2018
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
33.33K acquired · 33.33K disposed
Non-Derivative Transactions1

Common Stock

Direct
M · Option Exercise

Shares

+33.33K

Price / share

Trade value

% of position

New position
1/22/2020
0.0033.33K
Total

Net shares

+33.33K

Net value

$0.00

Derivative Transactions1

Restricted Stock Unit

Direct
M · Option Exercise
Converts to

Common Stock

33.33K shares

Shares

33.33K

Strike price

Held after

66.67K

Exercisable

1/22/2020
BROWN JAMES BALLISTER — Insider Transaction (Form 4) Filed Jan 23, 2020 | Finecho