BROWN DOUGLAS R exercised options at AQUAVENTURE HOLDINGS LTD
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/4/2020ACC: 0001179110-20-000988
-3.71K
Net shares
Net seller
$100.2K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
14.51K acquired · 18.22K disposed
Non-Derivative Transactions2
Ordinary Shares
Direct
Shares
+14.51K
Price / share
—
Trade value
—
% of position
0.9%
1/31/2020
1.55M→1.57M
Ordinary Shares
Direct
Shares
−3.71K
Price / share
$27.00
Trade value
$100.20K
% of position
0.2%
1/31/2020
1.57M→1.56M
Total
Net shares
+10.80K
Net value
-$100.20K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Ordinary Shares Direct | 1/31/2020 | M · Option Exercise | +14.51K | — | — | 0.9% | 1.55M | 1.57M |
| Ordinary Shares Direct | 1/31/2020 | F · Tax Withholding | −3.71K | $27.00 | $100.20K | 0.2% | 1.57M | 1.56M |
| Total | +10.80K | -$100.20K | ||||||
Derivative Transactions2
Restricted Share Units
Direct
Converts to
Ordinary Shares
3.72K shares
Shares
−3.72K
Strike price
Held after
29.76K
Exercisable
—
1/31/2020
Restricted Share Units
Direct
Converts to
Ordinary Shares
10.79K shares
Shares
−10.79K
Strike price
Held after
32.37K
Exercisable
—
1/31/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Share Units Direct | Ordinary Shares3.72K shares | 1/31/2020 | M · Option Exercise | −3.72K | — | 29.76K | |
| Restricted Share Units Direct | Ordinary Shares10.79K shares | 1/31/2020 | M · Option Exercise | −10.79K | — | 32.37K |
Non-Derivative Holdings (Post-Transaction)1
Ordinary Shares
IndirectShares owned148.45K
Total
148.45K indirect148.45K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Ordinary Shares | 148.45K | Indirect |
| Total | 148.45K | 148.45K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported