BROWN DENNIS M (Chief Scientific Officer) reported 2 transactions at TUHURA BIOSCIENCES, INC./NV
Review the transaction codes below to understand the nature of each event.
Filed: 4/29/2021ACC: 0000905718-21-000631
Officer· Chief Scientific Officer
Since Jun 2018
-2.24K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
756.00 acquired · 3K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+6.00
Price / share
—
Trade value
—
% of position
0.1%
4/29/2021
6.06K→6.07K
Common Stock
Direct
Shares
+750.00
Price / share
—
Trade value
—
% of position
12.4%
4/29/2021
6.07K→6.82K
Total
Net shares
+756.00
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/29/2021 | J · J | +6.00 | — | — | 0.1% | 6.06K | 6.07K |
| Common Stock Direct | 4/29/2021 | C · Conversion | +750.00 | — | — | 12.4% | 6.07K | 6.82K |
| Total | +756.00 | $0.00 | ||||||
Derivative Transactions1
Series B Convertible Preferred Stock
Direct
Converts to
Common Stock
750.00 shares
Shares
−3K
Strike price
Held after
0.00
Exercisable
—
4/29/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series B Convertible Preferred Stock Direct | Common Stock750.00 shares | 4/29/2021 | C · Conversion | −3K | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned53.75K
Total
53.75K indirect53.75K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 53.75K | Indirect |
| Total | 53.75K | 53.75K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported