BROWN DAVID CRAIG (Chairman and CEO) exercised options at VICTORY CAPITAL HOLDINGS, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 6 exercises

BROWN DAVID CRAIG

Filed: 8/3/2022ACC: 0001209191-22-044351

InsiderBROWN DAVID CRAIGCIK 1730370

→

IssuerVICTORY CAPITAL HOLDINGS, INC.CIK 1570827

Officer· Chairman and CEO

Since Mar 2019

-421.66K

Net shares

Net seller

$11.81M

Total sold

Open market trades

0B · 0S

Total transactions

851.35K acquired · 1.27M disposed

Non-Derivative Transactions7

Common Stock

Direct

M · Option Exercise

+385.11K

Price / share

$2.45

Trade value

$943.52K

% of position

22.2%

8/1/2022

1.74M→2.12M

Common Stock

Direct

M · Option Exercise

+87.60K

Price / share

$2.45

Trade value

$214.61K

% of position

4.1%

8/1/2022

2.12M→2.21M

Common Stock

Direct

M · Option Exercise

+40.67K

Price / share

$4.73

Trade value

$192.37K

% of position

1.8%

8/1/2022

2.21M→2.25M

Common Stock

Direct

M · Option Exercise

+61.83K

Price / share

$7.52

Trade value

$464.98K

% of position

2.7%

8/1/2022

2.25M→2.31M

Common Stock

Direct

M · Option Exercise

+257.64K

Price / share

$7.52

Trade value

$1.94M

% of position

11.1%

8/1/2022

2.31M→2.57M

Common Stock

Direct

M · Option Exercise

+18.50K

Price / share

$13.52

Trade value

$250.16K

% of position

0.7%

8/1/2022

2.57M→2.59M

Common Stock

Direct

F · Tax Withholding

−421.66K

Price / share

$28.02

Trade value

$11.81M

% of position

16.3%

8/1/2022

2.59M→2.17M

Total

Net shares

+429.70K

Net value

-$7.81M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	8/1/2022	M · Option Exercise	+385.11K	$2.45	$943.52K	22.2%	1.74M	2.12M
Common Stock Direct	8/1/2022	M · Option Exercise	+87.60K	$2.45	$214.61K	4.1%	2.12M	2.21M
Common Stock Direct	8/1/2022	M · Option Exercise	+40.67K	$4.73	$192.37K	1.8%	2.21M	2.25M
Common Stock Direct	8/1/2022	M · Option Exercise	+61.83K	$7.52	$464.98K	2.7%	2.25M	2.31M
Common Stock Direct	8/1/2022	M · Option Exercise	+257.64K	$7.52	$1.94M	11.1%	2.31M	2.57M
Common Stock Direct	8/1/2022	M · Option Exercise	+18.50K	$13.52	$250.16K	0.7%	2.57M	2.59M
Common Stock Direct	8/1/2022	F · Tax Withholding	−421.66K	$28.02	$11.81M	16.3%	2.59M	2.17M
Total			+429.70K		-$7.81M

Derivative Transactions6

Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

385.11K shares

−385.11K

Strike price

2.45

Held after

0.00

Exercisable

—

8/1/2022

Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

87.60K shares

−87.60K

Strike price

2.45

Held after

0.00

Exercisable

—

8/1/2022

Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

40.67K shares

−40.67K

Strike price

4.73

Held after

0.00

Exercisable

—

8/1/2022

Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

61.83K shares

−61.83K

Strike price

7.52

Held after

0.00

Exercisable

—

8/1/2022

Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

257.64K shares

−257.64K

Strike price

7.52

Held after

0.00

Exercisable

—

8/1/2022

Stock Option (right to buy)

Direct

M · Option Exercise

Converts to

Common Stock

18.50K shares

−18.50K

Strike price

13.52

Held after

0.00

Exercisable

—

8/1/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable
Stock Option (right to buy) Direct	Common Stock385.11K shares	8/1/2022	M · Option Exercise	−385.11K	2.45	—
Stock Option (right to buy) Direct	Common Stock87.60K shares	8/1/2022	M · Option Exercise	−87.60K	2.45	—
Stock Option (right to buy) Direct	Common Stock40.67K shares	8/1/2022	M · Option Exercise	−40.67K	4.73	—
Stock Option (right to buy) Direct	Common Stock61.83K shares	8/1/2022	M · Option Exercise	−61.83K	7.52	—
Stock Option (right to buy) Direct	Common Stock257.64K shares	8/1/2022	M · Option Exercise	−257.64K	7.52	—
Stock Option (right to buy) Direct	Common Stock18.50K shares	8/1/2022	M · Option Exercise	−18.50K	13.52	—