BROWN DAVID A B exercised options at NOS4-1, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 3/9/2020ACC: 0001104659-20-030890
-38.38K
Net shares
Net seller
$104.4K
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
80.33K acquired · 118.70K disposed
Non-Derivative Transactions2
Common Stock, $0.01 par value per share
Direct
Shares
+33.54K
Price / share
$1.30
Trade value
$43.60K
% of position
28.3%
3/5/2020
118.70K→152.24K
Common Stock, $0.01 par value per share
Direct
Shares
+46.79K
Price / share
$1.30
Trade value
$60.82K
% of position
30.7%
3/5/2020
152.24K→199.03K
Total
Net shares
+80.33K
Net value
$104.42K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value per share Direct | 3/5/2020 | M · Option Exercise | +33.54K | $1.30 | $43.60K | 28.3% | 118.70K | 152.24K |
| Common Stock, $0.01 par value per share Direct | 3/5/2020 | M · Option Exercise | +46.79K | $1.30 | $60.82K | 30.7% | 152.24K | 199.03K |
| Total | +80.33K | $104.42K | ||||||
Derivative Transactions1
Subscription Rights (right to buy)
Direct
Converts to
Common Stock
33.54K shares
Shares
−118.70K
Strike price
1.30
Held after
0.00
Exercisable
—
3/5/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Subscription Rights (right to buy) Direct | Common Stock33.54K shares | 3/5/2020 | M · Option Exercise | −118.70K | 1.30 | — | 0.00 |