BROWN CLINT (Senior VP, Sales and Marketing) exercised options at RESONANT INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 12/3/2021ACC: 0001888442-21-000003
Officer· Senior VP, Sales and Marketing
Since Oct 2021
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
50K acquired · 50K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+18.75K
Price / share
—
Trade value
—
% of position
New position
12/1/2021
0.00→18.75K
Common Stock
Direct
Shares
+31.25K
Price / share
—
Trade value
—
% of position
166.7%
12/1/2021
18.75K→50K
Total
Net shares
+50K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/1/2021 | M · Option Exercise | +18.75K | — | — | New position | 0.00 | 18.75K |
| Common Stock Direct | 12/1/2021 | M · Option Exercise | +31.25K | — | — | 166.7% | 18.75K | 50K |
| Total | +50K | $0.00 | ||||||
Derivative Transactions2
Restricted Stock Units
Direct
Converts to
Common Stock
18.75K shares
Shares
−18.75K
Strike price
Held after
56.25K
Exercisable
—
12/1/2021
Restricted Stock Units
Direct
Converts to
Common Stock
31.25K shares
Shares
−31.25K
Strike price
Held after
93.75K
Exercisable
—
12/1/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock18.75K shares | 12/1/2021 | M · Option Exercise | −18.75K | — | 56.25K | |
| Restricted Stock Units Direct | Common Stock31.25K shares | 12/1/2021 | M · Option Exercise | −31.25K | — | 93.75K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned62.50K
Total
62.50K indirect62.50K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 62.50K | Indirect |
| Total | 62.50K | 62.50K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported