BROWN CLINT (Senior VP, Sales and Marketing) reported 2 transactions at RESONANT INC
Review the transaction codes below to understand the nature of each event.
Filed: 3/28/2022ACC: 0001104659-22-038518
Officer· Senior VP, Sales and Marketing
Since Oct 2021
-306.77K
Net shares
Net seller
$534.4K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
306.77K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−56.25K
Price / share
$4.50
Trade value
$253.13K
% of position
New position
3/28/2022
56.25K→0.00
Common Stock
Indirect
Shares
−62.50K
Price / share
$4.50
Trade value
$281.25K
% of position
New position
3/28/2022
62.50K→0.00
Total
Net shares
−118.75K
Net value
-$534.38K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/28/2022 | U · U | −56.25K | $4.50 | $253.13K | New position | 56.25K | 0.00 |
| Common Stock Indirect | 3/28/2022 | U · U | −62.50K | $4.50 | $281.25K | New position | 62.50K | 0.00 |
| Total | −118.75K | -$534.38K | ||||||
Derivative Transactions4
Restricted Stock Units
Direct
Converts to
Common Stock
56.25K shares
Shares
−56.25K
Strike price
Held after
0.00
Exercisable
—
3/28/2022
Restricted Stock Units
Direct
Converts to
Common Stock
93.75K shares
Shares
−93.75K
Strike price
Held after
0.00
Exercisable
—
3/28/2022
Restricted Stock Units
Direct
Converts to
Common Stock
18.75K shares
Shares
−18.75K
Strike price
Held after
0.00
Exercisable
—
3/28/2022
Restricted Stock Units
Direct
Converts to
Common Stock
19.27K shares
Shares
−19.27K
Strike price
Held after
0.00
Exercisable
—
3/28/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock56.25K shares | 3/28/2022 | D · Disposition | −56.25K | — | 0.00 | |
| Restricted Stock Units Direct | Common Stock93.75K shares | 3/28/2022 | D · Disposition | −93.75K | — | 0.00 | |
| Restricted Stock Units Direct | Common Stock18.75K shares | 3/28/2022 | D · Disposition | −18.75K | — | 0.00 | |
| Restricted Stock Units Direct | Common Stock19.27K shares | 3/28/2022 | D · Disposition | −19.27K | — | 0.00 |