BROWN CHARLES RODNEY (EVP & Chief Financial Officer) exercised options at FORTERRA, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

BROWN CHARLES RODNEY

Filed: 3/15/2022ACC: 0001678463-22-000028

InsiderBROWN CHARLES RODNEYCIK 1718161

→

IssuerFORTERRA, INC.CIK 1678463

Officer· EVP & Chief Financial Officer

Since Mar 2019

-19.24K

Net shares

Net seller

$453.6K

Total sold

Open market trades

0B · 0S

Total transactions

53.12K acquired · 72.36K disposed

Non-Derivative Transactions6

Common Stock

Direct

M · Option Exercise

+11.85K

Price / share

—

Trade value

—

% of position

5.4%

2/22/2022

219.38K→231.23K

Common Stock

Direct

F · Tax Withholding

−3K

Price / share

$23.64

Trade value

$70.99K

% of position

1.3%

2/22/2022

231.23K→228.22K

Common Stock

Direct

M · Option Exercise

+11.71K

Price / share

—

Trade value

—

% of position

5.1%

3/13/2022

228.22K→239.93K

Common Stock

Direct

F · Tax Withholding

−4.61K

Price / share

$23.58

Trade value

$108.61K

% of position

1.9%

3/13/2022

239.93K→235.32K

Common Stock

Direct

M · Option Exercise

+29.56K

Price / share

—

Trade value

—

% of position

12.6%

3/14/2022

235.32K→264.89K

Common Stock

Direct

F · Tax Withholding

−11.63K

Price / share

$23.55

Trade value

$273.98K

% of position

4.4%

3/14/2022

264.89K→253.25K

Total

Net shares

+33.88K

Net value

-$453.58K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	2/22/2022	M · Option Exercise	+11.85K	—	—	5.4%	219.38K	231.23K
Common Stock Direct	2/22/2022	F · Tax Withholding	−3K	$23.64	$70.99K	1.3%	231.23K	228.22K
Common Stock Direct	3/13/2022	M · Option Exercise	+11.71K	—	—	5.1%	228.22K	239.93K
Common Stock Direct	3/13/2022	F · Tax Withholding	−4.61K	$23.58	$108.61K	1.9%	239.93K	235.32K
Common Stock Direct	3/14/2022	M · Option Exercise	+29.56K	—	—	12.6%	235.32K	264.89K
Common Stock Direct	3/14/2022	F · Tax Withholding	−11.63K	$23.55	$273.98K	4.4%	264.89K	253.25K
Total			+33.88K		-$453.58K

Derivative Transactions3

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

11.85K shares

−11.85K

Strike price

Held after

23.71K

Exercisable

—

2/22/2022

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

11.71K shares

−11.71K

Strike price

Held after

11.71K

Exercisable

—

3/13/2022

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

29.56K shares

−29.56K

Strike price

Held after

0.00

Exercisable

—

3/14/2022

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Unit Direct	Common Stock11.85K shares	2/22/2022	M · Option Exercise	−11.85K	—	23.71K
Restricted Stock Unit Direct	Common Stock11.71K shares	3/13/2022	M · Option Exercise	−11.71K	—	11.71K
Restricted Stock Unit Direct	Common Stock29.56K shares	3/14/2022	M · Option Exercise	−29.56K	—	0.00