BROWN BARRY K. enters VTV THERAPEUTICS INC. with 100.00 shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

BROWN BARRY K.

Filed: 3/6/2023ACC: 0000950142-23-000615

InsiderBROWN BARRY K.CIK 1903270

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IssuerVTV THERAPEUTICS INC.CIK 1641489

Officer· Chief Accounting Officer

Since Mar 2022

100.00

Baseline shares

100% direct

100.00

Direct ownership

1 position

249.15K

Derivative underlying

5 instruments

Security positions

All direct

Non-Derivative Holdings1

Class A common stock

Direct

Shares owned100.00

Total

100.00 direct100.00

Security Title	Shares Owned	Ownership Type
Class A common stock	100.00	Direct
Total	100.00	100.00 direct

Derivative Holdings5

Employee stock option (right to buy)

Direct

Underlying security

Class A common stock

Underlying shares

10K

Shares owned

N/A

Exercise price

9.22

Expiration

—

Exercise window

—

Employee stock option (right to buy)

Direct

Underlying security

Class A common stock

Underlying shares

9.15K

Shares owned

N/A

Exercise price

5.81

Expiration

—

Exercise window

—

Employee stock option (right to buy)

Direct

Underlying security

Class A common stock

Underlying shares

200K

Shares owned

N/A

Exercise price

0.71

Expiration

—

Exercise window

—

Employee stock option (right to buy)

Direct

Underlying security

Class A common stock

Underlying shares

10K

Shares owned

N/A

Exercise price

2.18

Expiration

—

Exercise window

—

Employee stock option (right to buy)

Direct

Underlying security

Class A common stock

Underlying shares

20K

Shares owned

N/A

Exercise price

2.07

Expiration

—

Exercise window

—

Total

Underlying

249.15K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee stock option (right to buy) Direct	Class A common stock	9.22	—	—	10K	N/A
Employee stock option (right to buy) Direct	Class A common stock	5.81	—	—	9.15K	N/A
Employee stock option (right to buy) Direct	Class A common stock	0.71	—	—	200K	N/A
Employee stock option (right to buy) Direct	Class A common stock	2.18	—	—	10K	N/A
Employee stock option (right to buy) Direct	Class A common stock	2.07	—	—	20K	N/A
Total					249.15K	0.00